LEAGUE TABLES

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GLOBAL SYNDICATED LOANS LEAGUE TABLES First 3Q 2016

First 3Qs 2016 MANAGER RANKINGS

GLOBAL SYNDICATED LOANS CONTENTS 1. 2. 3. 4. 5. 6. 7.

Bloomberg’s global syndicated loans database consists of more than 54,000 active loan tranches (and approximately 160,000 replaced or retired loans), covering nearly 40,000 unique borrowers across more than 200 countries and 100 different currencies.

Global market review US market review Canada market review Latin America market review EMEA market review Asia Pacific market review Table criteria

LEAG for a full range of league tables LOAN for Bloomberg’s syndicated loans product Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service.

DATA SUBMISSIONS AND QUERIES Contact

Phone

Email

North America

Paul Bandong

+1 609 279 5187

[email protected]

Latin America

Michael Mandarino

+1 609 279 3683

[email protected]

Europe

Charlotte Howell

+44 20 7330 7326

[email protected]

Africa

Tsungai Mudekunye

+27 21 818 0045

[email protected]

Asia Pacific

Xin Yu Chen

+65 6212 1123

[email protected]

© 2016 Bloomberg Finance L.P. All rights reserved.

Bloomberg

Global Syndicated Loans | 1st 3Q 2016 Global Loans: Quarterly Volume

Global Syndicated Loans Review

Deal Count

Amount

1,400

2,000

USD Bln

1,000

1,000

500

QQ 3 3 2 200 1166

QQ 3 3 2 200 1155

QQ 3 3 2 200 1144

QQ 3 3 2 200 1133

QQ 3 3 2 200 1122

0

QQ 3 3 2 200 1111

0

Deal Count

1st 3Q 2016 total Global Loans volume decreased 9.82% to USD 2.7 Trln while the total number of deals decreased 15.64% to 5,096 deals year-on-year. Total Global Bridge Loans volume decreased 10.76% year-on-year to USD 190.1 Bln while the total number of deals decreased 29.25% to 75. JP Morgan ranked as the top Global Loans bookrunner for 1st 3Q 2016 with 10.62% of credited market share. The bank acted as bookrunner in 770 deals over the period. Bank of America Merrill Lynch and Citi ranked second and third with 9.79% and 6.48% of credited market share, respectively.

2,500

Quarters

Global Bridge Loans: Quarterly Volume

Global Loans (Bookrunner)

Deal Count

Mkt Share Chg(%)

9.370

1.254

Bank of America Merrill Lynch

2

9.787

220,735

839

1

9.514

0.273

Citi

3

6.477

146,070

462

3

6.502

-0.025

Wells Fargo

4

6.057

136,603

599

4

5.272

0.785

Deutsche Bank

5

3.522

79,423

288

7

3.134

0.388

Barclays

6

3.412

76,957

322

6

3.215

0.197

HSBC

7

3.039

68,541

285

5

3.497

-0.458

MUFG Securities

8

2.942

66,360

264

8

3.013

-0.071

BNP Paribas

9

2.791

62,950

314

10

2.892

-0.101

Goldman Sachs

10

9

2.993

-0.569

TOTAL

2.424

54,669

228

100%

2,255,358

4,152

40

50

20

0

0

QQ 3 3 2 200 1166

Prev Mkt Share(%)

2

QQ 3 3 2 200 1155

Prev Rank

770

QQ 3 3 2 200 1144

Deal Count

239,617

QQ 3 3 2 200 1133

Volume (USD Mln)

10.624

QQ 3 3 2 200 1122

Mkt Share(%)

1

50

100

Quarters

Global Sponsor-Led Loans: Quarterly Volume

100% Deal Count

Amount

200

11.5%

-11.6%

226,368

8.5%

-39.4%

Health Care

224,896

8.4%

-16.7%

15% 8%

8%

Materials

223,369

8.4%

-10.9%

Technology

203,360

7.6%

39.4%

Consumer Staples

178,452

6.7%

-11.1%

Utilities

172,037

6.4%

2.1%

Communications

147,901

5.5%

-13.0%

Government

30,274

1.1%

31.5%

Quarters

Sukuk & Islamic Financing: Quarterly Volume Deal Count

Amount

30

30

20

20

10

10

0

0

QQ 3 3 2 200 1111

8%

12%

QQ 3 3 2 200 1166

307,660

Energy

QQ 3 3 2 200 1166

Industrials

0

QQ 3 3 2 200 1155

7% 8%

0

QQ 3 3 2 200 1155

0.8%

QQ 3 3 2 200 1144

-9.6%

15.4%

QQ 3 3 2 200 1144

20.5%

410,641

QQ 3 3 2 200 1133

546,427

Consumer Discretionary

QQ 3 3 2 200 1133

Financials

QQ 3 3 2 200 1122

20%

200

QQ 3 3 2 200 1122

% YOY Change QQ 3 3 2 200 1111

6%

USD Bln

% Of Total

400 100

Deal Count

Volume (USD Mln)

USD Bln

Industry

600

Deal Count

Global Loans: Industry Breakdown 6%

Deal Count

Rank

JP Morgan

Amount

120

QQ 3 3 2 200 1111

Firm

1st 3Q 2015

USD Bln

1st 3Q 2016

Quarters

Bloomberg League Table Reports

Page 1

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Global Loans (Bookrunner)

Global Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

JP Morgan

1

10.624

239,617

770

2

9.370

1.254

Bank of America Merrill Lynch

2

9.787

220,735

839

1

9.514

Citi

3

6.477

146,070

462

3

Wells Fargo

4

6.057

136,603

599

Deutsche Bank

5

3.522

79,423

288

Barclays

6

3.412

76,957

HSBC

7

3.039

MUFG Securities

8

2.942

BNP Paribas

9

Goldman Sachs

10

RBC Capital Markets Credit Suisse

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

JP Morgan

1

10.123

259,667

840

1

8.274

1.849

0.273

Bank of America Merrill Lynch

2

9.126

234,099

910

2

8.211

0.915

6.502

-0.025

Citi

3

5.997

153,836

543

3

6.125

-0.128

4

5.272

0.785

Wells Fargo

4

5.177

132,795

647

4

4.578

0.599

7

3.134

0.388

MUFG Securities

5

3.230

82,852

403

7

3.022

0.208

322

6

3.215

0.197

HSBC

6

3.130

80,293

456

5

3.411

-0.281

68,541

285

5

3.497

-0.458

Deutsche Bank

7

3.078

78,956

338

8

2.739

0.339

66,360

264

8

3.013

-0.071

Barclays

8

2.915

74,766

394

6

3.266

-0.351

2.791

62,950

314

10

2.892

-0.101

Goldman Sachs

9

2.608

66,891

243

11

2.495

0.113

2.424

54,669

228

9

2.993

-0.569

BNP Paribas

10

2.402

61,611

447

9

2.671

-0.269

11

2.416

54,481

212

11

2.694

-0.278

Credit Suisse

11

2.305

59,139

217

13

2.081

0.224

12

2.378

53,625

200

13

2.314

0.064

Bank of China

12

2.246

57,605

294

17

1.548

0.698

Bank of China

13

2.060

46,468

190

19

1.360

0.700

RBC Capital Markets

13

2.111

54,151

247

10

2.519

-0.408

Morgan Stanley

14

1.992

44,916

159

12

2.650

-0.658

Mizuho Financial

14

1.951

50,047

287

14

1.865

0.086

Mizuho Financial

15

1.790

40,375

188

16

1.644

0.146

Morgan Stanley

15

1.568

40,223

174

12

2.292

-0.724

BMO Capital Markets

16

1.478

33,325

210

25

1.109

0.369

Credit Agricole CIB

16

1.487

38,141

312

16

1.683

-0.196

Scotiabank

17

1.460

32,925

127

14

1.738

-0.278

Scotiabank

17

1.449

37,159

162

18

1.522

-0.073

UniCredit

18

1.441

32,497

166

28

1.025

0.416

BMO Capital Markets

18

1.428

36,626

248

25

1.143

0.285

Credit Agricole CIB

19

1.438

32,428

197

15

1.672

-0.234

Sumitomo Mitsui Financial

19

1.413

36,253

223

15

1.696

-0.283

TD Securities

20

24

1.182

0.227

ING Groep

20

19

1.461

-0.142

TOTAL

1.409

31,770

130

100%

2,255,358

4,152

100%

Firm

TOTAL

Global Sponsor-Led Loans (Bookrunner) 1st 3Q 2016 Firm

1.319

33,833

344

100%

2,565,241

4,837

100%

Global Sponsor-Led Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

7.809

21,229

116

1

6.886

0.923

Goldman Sachs

2

6.823

18,548

91

2

6.818

Credit Suisse

3

5.985

16,270

98

6

Barclays

4

5.862

15,935

95

Deutsche Bank

5

5.725

15,564

94

Morgan Stanley

6

5.033

13,682

Citi

7

4.622

JP Morgan

8

Wells Fargo

9

UBS

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

7.573

21,200

115

4

5.976

1.597

0.005

Goldman Sachs

2

6.470

18,111

89

1

6.263

0.207

6.048

-0.063

Barclays

3

5.534

15,492

94

5

5.824

-0.290

5

6.217

-0.355

Deutsche Bank

4

5.498

15,391

95

3

6.101

-0.603

4

6.385

-0.660

Credit Suisse

5

5.370

15,033

99

6

5.667

-0.297

67

7

4.988

0.045

Morgan Stanley

6

5.016

14,042

66

9

4.752

0.264

12,566

59

8

4.699

-0.077

JP Morgan

7

4.695

13,144

73

2

6.193

-1.498

4.514

12,271

71

3

6.487

-1.973

Citi

8

4.035

11,297

60

8

4.801

-0.766

3.413

9,278

54

11

3.988

-0.575

UBS

9

3.419

9,572

51

12

2.126

1.293

10

3.293

8,951

50

12

2.266

1.027

Wells Fargo

10

3.213

8,993

56

10

3.927

-0.714

BNP Paribas

11

2.832

7,699

59

15

2.078

0.754

RBC Capital Markets

11

2.852

7,983

58

7

4.959

-2.107

RBC Capital Markets

12

2.783

7,565

54

9

4.539

-1.756

Jefferies

12

2.840

7,951

53

11

3.820

-0.980

Jefferies

13

2.693

7,320

51

10

4.007

-1.314

Antares Capital LP

13

2.420

6,775

101

20

1.336

1.084

Antares Capital LP

14

2.395

6,511

92

21

1.313

1.082

BNP Paribas

14

2.225

6,227

66

16

1.873

0.352

HSBC

15

2.149

5,841

39

17

1.860

0.289

SunTrust Robinson Humphrey

15

2.105

5,892

42

13

2.110

-0.005

SunTrust Robinson Humphrey

16

2.032

5,525

41

14

2.162

-0.130

HSBC

16

1.936

5,419

48

15

2.015

-0.079

UniCredit

17

1.878

5,106

39

20

1.417

0.461

ING Groep

17

1.700

4,758

66

23

1.094

0.606

Macquarie

18

1.712

4,653

30

13

2.190

-0.478

BMO Capital Markets

18

1.697

4,752

65

18

1.714

-0.017

BMO Capital Markets

19

1.619

4,402

55

18

1.812

-0.193

Macquarie

19

1.671

4,678

31

14

2.069

-0.398

Nomura

20

1.485

4,036

23

16

2.056

-0.571

Nomura

20

1.492

4,177

25

17

1.845

-0.353

100%

271,846

674

100%

279,939

736

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 2

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Global Bridge Loans (Bookrunner) 1st 3Q 2016 Firm

Global Bridge Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

JP Morgan

1

11.675

12,466

11

4

8.000

3.675

Bank of America Merrill Lynch

2

11.570

12,355

6

6

5.565

Barclays

3

10.461

11,170

7

11

Morgan Stanley

4

8.517

9,094

2

Citi

5

8.204

8,760

Deutsche Bank

6

8.047

BNP Paribas

7

Goldman Sachs

8

Credit Suisse HSBC UniCredit

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

13.752

25,554

11

4

6.507

7.245

6.005

JP Morgan

2

11.818

21,959

16

9

3.382

8.436

2.461

8.000

Goldman Sachs

3

9.350

17,374

7

3

9.188

0.162

1

14.251

-5.734

HSBC

4

8.174

15,188

15

7

3.673

4.501

4

3

11.749

-3.545

Credit Suisse

5

8.048

14,954

5

8

3.393

4.655

8,592

4

10

3.786

4.261

Citi

6

5.674

10,543

11

1

11.786

-6.112

6.882

7,348

8

13

2.087

4.795

Deutsche Bank

7

5.042

9,369

7

14

2.183

2.859

5.109

5,455

4

2

13.175

-8.066

MUFG Securities

8

2.826

5,251

13

5

6.156

-3.330

9

4.800

5,125

2

8

3.990

0.810

Scotiabank

9

2.199

4,086

4

54

0.106

2.093

10

4.380

4,677

6

5

7.259

-2.879

Banco Santander

10

2.083

3,870

9

20

1.515

0.568

11

4.290

4,581

7

14

1.677

2.613

Barclays

11

2.052

3,813

8

6

3.939

-1.887

Rabobank

12

3.760

4,015

2

26

0.472

3.288

BNP Paribas

12

1.885

3,504

14

11

3.248

-1.363

TD Securities

13

1.967

2,101

2

58

0.026

1.941

RBC Capital Markets

13

1.682

3,125

4

16

1.777

-0.095

Wells Fargo

14

1.707

1,823

2

20

1.038

0.669

Mizuho Financial

14

1.477

2,744

10

12

2.723

-1.246

RBC Capital Markets

15

1.677

1,790

2

16

1.543

0.134

Credit Agricole CIB

15

1.442

2,680

16

21

1.427

0.015

MUFG Securities

16

1.223

1,306

4

7

5.176

-3.953

DBS Group

16

1.431

2,658

8

33

0.427

1.004

Credit Agricole CIB

17

0.910

971

7

22

0.637

0.273

RBS

17

1.364

2,535

5

19

1.587

-0.223

Natixis

18

0.576

615

5

32

0.184

0.392

Bank of China

18

1.342

2,493

8

40

0.265

1.077

Societe Generale

19

0.483

516

3

25

0.479

0.004

Commerzbank

19

1.323

2,458

7

17

1.742

-0.419

Commerzbank

20

31

0.220

0.164

TD Securities

20

56

0.104

1.026

TOTAL

Bloomberg League Table Reports

0.384

410

3

100%

106,779

44

100%

Firm

TOTAL

1.130

2,101

2

100%

185,820

68

100%

Page 3

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US Leveraged Finance: Quarterly Volume

US Loans Review

US Leveraged Loans US High Yield Corporate Bonds 500

1st 3Q 2016 total US Loans volume decreased 0.89% to USD 1.4 Trln while the total number of deals decreased 13.08% to 2,385 deals year-on-year. Total US Leveraged Loans volume increased 9.15% year-on-year to USD 625.0 Bln while the total number of deals decreased 7.54% to 1,337. JP Morgan ranked as the top US Loans bookrunner for 1st 3Q 2016 with 15.26% of credited market share. The bank acted as bookrunner in 681 deals over the period. Bank of America Merrill Lynch and Wells Fargo ranked second and third with 14.95% and 10.13% of credited market share, respectively.

USD Bln

400

200

US Loans (Bookrunner) 1st 3Q 2015

QQ 3 3 2 200 1166

US Loans: Industry Breakdown

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

JP Morgan

1

15.255

198,325

681

2

15.268

-0.013

Bank of America Merrill Lynch

2

14.947

194,311

765

1

15.972

-1.025

Wells Fargo

3

10.135

131,756

575

3

9.758

0.377

Citi

4

8.680

112,844

334

4

8.747

-0.067

Barclays

5

4.312

56,058

246

5

3.860

0.452

Deutsche Bank

6

3.932

51,119

182

6

3.380

0.552

MUFG Securities

7

3.642

47,345

177

9

2.981

0.661

Goldman Sachs

8

3.289

42,757

185

8

3.096

0.193

Credit Suisse

9

2.903

37,740

159

7

3.312

-0.409

Morgan Stanley

10

2.513

32,665

142

10

2.703

-0.190

100%

1,300,026

2,136

TOTAL

QQ 3 3 2 200 1155

Quarters

1st 3Q 2016 Firm

QQ 3 3 2 200 1144

QQ 3 3 2 200 1133

QQ 3 3 2 200 1122

QQ 3 3 2 200 1111

0

Financials 20%

5%

Consumer Discretionary 19%

5%

20%

6%

Technology 12% Industrials 11%

7%

Health Care 7%

7%

19%

Energy 7%

7% 11%

100%

Consumer Staples 7%

12%

Communications 6% Materials 5% Others 5%

US Loans: Quarterly Volume Amount 1,400

600

1,200

500

1,000

400

800

300

600

200

400

100

200

QQ33 220 011 66

QQ33 220 011 55

QQ33 220 011 44

QQ33 220 011 33

QQ33 220 011 22

0

QQ33 220 011 11

0

US Loans: Industry Breakdown Industry Deal Count

USD Bln

Deal Count 700

Volume (USD Mln)

% Of Total

Financials

276,820

20.0%

2.6%

Consumer Discretionary

266,461

19.3%

26.8%

Technology

160,628

11.6%

54.0%

Industrials

154,069

11.1%

2.8%

Health Care

101,363

7.3%

-36.2%

Energy

101,170

7.3%

-38.6%

Consumer Staples

95,839

6.9%

-6.7%

Communications

82,038

5.9%

-1.3%

Materials

75,133

5.4%

-16.6%

Utilities

69,135

5.0%

20.1%

287

0.0%

-92.8%

Government

% YOY Change

Quarters

Bloomberg League Table Reports

Page 4

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US Loans (Bookrunner)

US Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

Rank Mkt Share(%)

1st 3Q 2015

1st 3Q 2016

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Firm

Rank Mkt Share(%)

1st 3Q 2015

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

JP Morgan

1

15.255

198,325

681

2

15.268

-0.013

JP Morgan

1

15.943

211,842

702

1

15.306

0.637

Bank of America Merrill Lynch

2

14.947

194,311

765

1

15.972

-1.025

Bank of America Merrill Lynch

2

14.406

191,426

786

2

14.702

-0.296

Wells Fargo

3

10.135

131,756

575

3

9.758

0.377

Wells Fargo

3

9.462

125,735

598

3

9.247

0.215

Citi

4

8.680

112,844

334

4

8.747

-0.067

Citi

4

8.649

114,928

345

4

8.969

-0.320

Barclays

5

4.312

56,058

246

5

3.860

0.452

Barclays

5

4.238

56,314

247

5

3.931

0.307

Deutsche Bank

6

3.932

51,119

182

6

3.380

0.552

Deutsche Bank

6

3.888

51,659

187

6

3.396

0.492

MUFG Securities

7

3.642

47,345

177

9

2.981

0.661

MUFG Securities

7

3.746

49,777

198

9

2.945

0.801

Goldman Sachs

8

3.289

42,757

185

8

3.096

0.193

Goldman Sachs

8

3.123

41,493

177

8

2.959

0.164

Credit Suisse

9

2.903

37,740

159

7

3.312

-0.409

Credit Suisse

9

2.669

35,465

156

7

3.258

-0.589

Morgan Stanley

10

2.513

32,665

142

10

2.703

-0.190

Morgan Stanley

10

2.551

33,902

142

11

2.599

-0.048

US Bancorp

11

2.374

30,861

196

12

2.432

-0.058

US Bancorp

11

2.407

31,980

221

12

2.558

-0.151

RBC Capital Markets

12

2.209

28,717

136

11

2.578

-0.369

RBC Capital Markets

12

2.116

28,118

147

10

2.800

-0.684

HSBC

13

1.923

24,999

71

13

2.084

-0.161

Mizuho Financial

13

1.969

26,170

107

17

1.174

0.795

Mizuho Financial

14

1.884

24,499

93

17

1.154

0.730

SunTrust Robinson Humphrey

14

1.934

25,700

207

14

2.077

-0.143

SunTrust Robinson Humphrey

15

1.869

24,297

188

14

2.006

-0.137

PNC Financial Services Group Inc

15

1.867

24,805

188

15

2.047

-0.180

BNP Paribas

16

1.846

23,993

91

16

1.662

0.184

HSBC

16

1.770

23,516

76

13

2.079

-0.309

PNC Financial Services Group Inc

17

1.791

23,279

169

15

1.752

0.039

BNP Paribas

17

1.763

23,428

93

16

1.718

0.045

BMO Capital Markets

18

1.313

17,075

138

19

1.024

0.289

BMO Capital Markets

18

1.326

17,617

160

19

1.106

0.220

Sumitomo Mitsui Financial

19

1.162

15,109

35

28

0.489

0.673

Sumitomo Mitsui Financial

19

1.196

15,891

45

25

0.656

0.540

Citizens Financial Group Inc

20

0.983

12,779

112

25

0.598

0.385

Citizens Financial Group Inc

20

1.035

13,751

123

27

0.590

0.445

100%

1,300,026

2,136

100%

1,328,784

2,242

TOTAL

100%

TOTAL

US Loans - New Money (Bookrunner) 1st 3Q 2016 Firm

Rank Mkt Share(%)

100%

US Loans - New Money (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Firm

Rank Mkt Share(%)

1st 3Q 2015

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

13.906

65,329

438

1

15.654

-1.748

JP Morgan

1

14.590

71,503

403

2

11.764

2.826

JP Morgan

2

13.132

61,694

383

2

11.907

1.225

Bank of America Merrill Lynch

2

13.127

64,333

455

1

14.544

-1.417

Wells Fargo

3

8.748

41,096

306

3

7.467

1.281

Wells Fargo

3

8.565

41,976

328

4

7.144

1.421

Citi

4

7.028

33,017

166

4

7.266

-0.238

Citi

4

7.019

34,400

175

3

7.321

-0.302

Barclays

5

4.886

22,956

136

5

4.305

0.581

Barclays

5

4.707

23,067

136

5

4.366

0.341

Deutsche Bank

6

4.497

21,125

112

6

4.085

0.412

Deutsche Bank

6

4.286

21,006

113

6

4.015

0.271

MUFG Securities

7

4.171

19,595

88

10

3.007

1.164

Credit Suisse

7

3.756

18,407

98

7

3.945

-0.189

Credit Suisse

8

4.119

19,351

102

7

3.973

0.146

Goldman Sachs

8

3.731

18,286

105

8

3.419

0.312

Goldman Sachs

9

3.912

18,377

109

8

3.643

0.269

MUFG Securities

9

3.680

18,037

106

11

2.873

0.807

RBC Capital Markets

10

2.551

11,984

89

11

2.762

-0.211

RBC Capital Markets

10

2.433

11,925

96

10

2.915

-0.482

Morgan Stanley

11

2.234

10,497

85

9

3.057

-0.823

Morgan Stanley

11

2.177

10,667

84

9

2.953

-0.776

Mizuho Financial

12

2.085

9,793

47

21

1.141

0.944

Mizuho Financial

12

2.078

10,186

52

21

1.156

0.922

Sumitomo Mitsui Financial

13

2.006

9,423

21

35

0.487

1.519

Sumitomo Mitsui Financial

13

1.972

9,664

24

31

0.669

1.303

HSBC

14

1.928

9,057

45

18

1.502

0.426

HSBC

14

1.939

9,501

49

20

1.507

0.432

SunTrust Robinson Humphrey

15

1.852

8,703

126

13

1.940

-0.088

SunTrust Robinson Humphrey

15

1.911

9,364

140

14

2.014

-0.103

US Bancorp

16

1.698

7,978

105

12

2.096

-0.398

US Bancorp

16

1.755

8,599

120

13

2.198

-0.443

BNP Paribas

17

1.658

7,789

45

16

1.825

-0.167

PNC Financial Services Group Inc

17

1.623

7,954

107

12

2.356

-0.733

PNC Financial Services Group Inc

18

1.496

7,028

86

14

1.891

-0.395

BNP Paribas

18

1.515

7,423

44

15

1.814

-0.299

Citizens Financial Group Inc

19

1.337

6,279

87

34

0.491

0.846

Citizens Financial Group Inc

19

1.362

6,675

96

32

0.596

0.766

BMO Capital Markets

20

1.245

5,851

89

20

1.329

-0.084

BMO Capital Markets

20

1.314

6,442

104

19

1.521

-0.207

100%

469,794

1,317

100%

490,093

1,408

TOTAL

Bloomberg League Table Reports

100%

TOTAL

100%

Page 5

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US Investment Grade Loans (Bookrunner) 1st 3Q 2016 Firm

Rank Mkt Share(%)

US Investment Grade Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Firm

Rank Mkt Share(%)

1st 3Q 2015

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

JP Morgan

1

20.884

102,874

231

1

18.928

1.956

JP Morgan

1

21.907

110,811

236

1

18.823

3.084

Bank of America Merrill Lynch

2

16.574

81,644

185

2

17.796

-1.222

Bank of America Merrill Lynch

2

15.580

78,805

188

2

16.224

-0.644

Citi

3

13.335

65,687

147

3

15.196

-1.861

Citi

3

13.514

68,358

155

3

15.441

-1.927

Wells Fargo

4

8.524

41,991

139

4

8.623

-0.099

Wells Fargo

4

7.865

39,784

143

4

8.660

-0.795

MUFG Securities

5

5.185

25,544

85

5

4.558

0.627

MUFG Securities

5

5.251

26,558

93

5

4.290

0.961

Barclays

6

3.727

18,359

67

6

3.720

0.007

Mizuho Financial

6

3.851

19,480

73

10

2.126

1.725

Mizuho Financial

7

3.723

18,338

68

9

2.155

1.568

Barclays

7

3.716

18,796

69

6

3.766

-0.050

BNP Paribas

8

3.222

15,872

41

13

1.896

1.326

BNP Paribas

8

2.844

14,386

42

14

1.934

0.910

Deutsche Bank

9

2.865

14,112

28

8

2.379

0.486

Deutsche Bank

9

2.779

14,054

29

8

2.438

0.341

US Bancorp

10

2.200

10,838

52

12

1.909

0.291

US Bancorp

10

2.409

12,183

61

9

2.180

0.229

Goldman Sachs

11

1.865

9,188

27

10

1.983

-0.118

Goldman Sachs

11

1.719

8,696

24

11

1.991

-0.272

HSBC

12

1.846

9,096

18

7

2.981

-1.135

HSBC

12

1.634

8,266

18

7

3.011

-1.377

Sumitomo Mitsui Financial

13

1.418

6,987

16

28

0.376

1.042

RBC Capital Markets

13

1.510

7,638

37

12

1.982

-0.472

RBC Capital Markets

14

1.391

6,851

28

15

1.645

-0.254

Sumitomo Mitsui Financial

14

1.451

7,339

19

25

0.563

0.888

TD Securities

15

1.356

6,680

19

23

0.657

0.699

TD Securities

15

1.321

6,680

19

23

0.675

0.646

Morgan Stanley

16

1.129

5,559

18

14

1.734

-0.605

Morgan Stanley

16

1.221

6,176

17

15

1.626

-0.405

Credit Suisse

17

1.068

5,262

14

11

1.955

-0.887

Scotiabank

17

1.099

5,560

31

20

1.012

0.087

PNC Financial Services Group Inc

18

0.954

4,699

26

16

1.175

-0.221

PNC Financial Services Group Inc

18

1.053

5,327

31

16

1.325

-0.272

Scotiabank

19

0.915

4,509

25

17

1.081

-0.166

Credit Suisse

19

0.958

4,846

14

13

1.972

-1.014

Lloyds Bank

20

0.819

4,033

7

19

1.018

-0.199

Industrial & Comm Bank of China

20

0.820

4,145

9

35

0.158

0.662

100%

492,607

329

100%

505,819

339

TOTAL

100%

TOTAL

US Investment Grade Loans - New Money (Bookrunner) 1st 3Q 2016 Firm

US Investment Grade Loans - New Money (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Prev Mkt Share(%)

Mkt Share Chg(%)

1

22.291

29,096

103

2

16.259

6.032

JP Morgan

1

26.259

36,964

106

2

16.189

10.070

Bank of America Merrill Lynch

2

17.814

23,252

83

1

21.820

-4.006

Bank of America Merrill Lynch

2

15.929

22,422

85

1

19.658

-3.729

Citi

3

10.837

14,145

60

3

13.138

-2.301

Citi

3

10.517

14,805

66

3

13.359

-2.842

Wells Fargo

4

7.346

9,589

55

4

7.209

0.137

Wells Fargo

4

6.797

9,568

60

4

7.365

-0.568

MUFG Securities

5

5.554

7,250

32

5

4.873

0.681

MUFG Securities

5

6.044

8,508

38

5

4.755

1.289

Mizuho Financial

6

5.261

6,868

31

12

2.098

3.163

Mizuho Financial

6

4.926

6,934

32

12

2.114

2.812

Deutsche Bank

7

3.612

4,714

12

7

3.255

0.357

Deutsche Bank

7

3.197

4,500

12

7

3.250

-0.053

BNP Paribas

8

3.335

4,353

12

11

2.224

1.111

BNP Paribas

8

2.723

3,833

12

11

2.242

0.481

Barclays

9

2.849

3,719

24

6

4.261

-1.412

Barclays

9

2.689

3,785

25

6

4.570

-1.881

Goldman Sachs

10

2.683

3,502

9

9

2.404

0.279

Goldman Sachs

10

2.488

3,502

9

10

2.372

0.116

TD Securities

11

2.598

3,391

14

15

1.469

1.129

TD Securities

11

2.409

3,391

14

16

1.511

0.898

Sumitomo Mitsui Financial

12

2.357

3,077

6

25

0.461

1.896

Sumitomo Mitsui Financial

12

2.308

3,249

8

23

0.600

1.708

RBC Capital Markets

13

1.862

2,430

15

19

1.210

0.652

RBC Capital Markets

13

1.815

2,555

20

17

1.489

0.326

Credit Suisse

14

1.824

2,380

8

8

2.786

-0.962

US Bancorp

14

1.693

2,383

24

14

1.655

0.038

PNC Financial Services Group Inc

15

1.482

1,934

15

20

0.974

0.508

PNC Financial Services Group Inc

15

1.477

2,079

18

20

1.275

0.202

US Bancorp

16

1.441

1,881

20

18

1.409

0.032

Credit Suisse

16

1.395

1,964

8

8

2.752

-1.357

HSBC

17

0.905

1,182

7

14

1.634

-0.729

HSBC

17

0.886

1,247

8

15

1.617

-0.731

Credit Agricole CIB

18

0.788

1,029

2

28

0.389

0.399

Scotiabank

18

0.861

1,213

14

25

0.569

0.292

Scotiabank

19

0.651

849

11

23

0.586

0.065

Credit Agricole CIB

19

0.819

1,152

4

27

0.488

0.331

Banco Santander

20

0.587

767

2

-

-

-

Banco Santander

20

0.545

767

2

-

-

-

100%

130,528

152

100%

140,765

161

Bloomberg League Table Reports

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

100%

Firm

TOTAL

Rank Mkt Share(%)

1st 3Q 2015

JP Morgan

TOTAL

Rank Mkt Share(%)

100%

Volume (USD Mln)

Deal Count

Prev Rank

100%

Page 6

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US Institutional Loans (Bookrunner) 1st 3Q 2016 Firm

US Institutional Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

8.749

28,218

152

1

8.548

0.201

Barclays

2

7.842

25,291

119

5

7.517

Credit Suisse

3

7.498

24,183

108

2

Goldman Sachs

4

7.398

23,860

111

4

Deutsche Bank

5

7.348

23,700

107

Citi

6

6.934

22,365

JP Morgan

7

6.888

Morgan Stanley

8

Wells Fargo

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Bank of America Merrill Lynch

1

8.796

28,560

150

5

7.454

1.342

0.325

Barclays

2

7.544

24,496

115

2

7.638

-0.094

8.545

-1.047

Deutsche Bank

3

7.289

23,667

105

3

7.499

-0.210

7.815

-0.417

JP Morgan

4

7.168

23,274

122

4

7.473

-0.305

6

7.352

-0.004

Goldman Sachs

5

7.066

22,942

105

6

7.431

-0.365

95

9

4.731

2.203

Credit Suisse

6

6.858

22,267

104

1

8.716

-1.858

22,214

119

3

7.941

-1.053

Citi

7

6.681

21,693

93

9

5.126

1.555

6.283

20,264

85

7

6.539

-0.256

Morgan Stanley

8

6.336

20,573

85

7

6.297

0.039

9

5.057

16,310

90

11

4.028

1.029

Wells Fargo

9

4.937

16,030

89

11

3.907

1.030

RBC Capital Markets

10

3.141

10,131

63

8

5.469

-2.328

RBC Capital Markets

10

3.201

10,394

64

8

5.925

-2.724

SunTrust Robinson Humphrey

11

2.697

8,700

80

12

2.579

0.118

UBS

11

2.693

8,743

44

13

2.452

0.241

HSBC

12

2.685

8,661

31

18

1.227

1.458

SunTrust Robinson Humphrey

12

2.645

8,589

80

12

2.622

0.023

UBS

13

2.521

8,132

45

13

2.410

0.111

HSBC

13

2.513

8,158

32

18

1.165

1.348

Jefferies

14

2.084

6,722

50

10

4.204

-2.120

Jefferies

14

2.245

7,289

51

10

4.188

-1.943

MUFG Securities

15

1.847

5,957

32

22

0.771

1.076

MUFG Securities

15

1.844

5,988

36

23

0.818

1.026

Antares Capital LP

16

1.694

5,462

83

21

0.778

0.916

Antares Capital LP

16

1.764

5,727

92

22

0.867

0.897

Macquarie

17

1.626

5,244

34

14

2.241

-0.615

BMO Capital Markets

17

1.749

5,679

74

15

1.667

0.082

BMO Capital Markets

18

1.471

4,744

64

15

1.611

-0.140

Macquarie

18

1.523

4,944

33

14

2.211

-0.688

Citizens Financial Group Inc

19

1.241

4,001

59

24

0.615

0.626

Citizens Financial Group Inc

19

1.301

4,225

64

25

0.600

0.701

Sumitomo Mitsui Financial

20

1.188

3,833

11

37

0.316

0.872

Sumitomo Mitsui Financial

20

1.212

3,935

12

34

0.410

0.802

100%

322,527

697

100%

324,691

733

TOTAL

100%

Firm

TOTAL

US Institutional Loans - New Money (Bookrunner) 1st 3Q 2016 Firm

Mkt Share Chg(%)

100%

US Institutional Loans - New Money (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

8.941

13,872

91

2

7.394

1.547

Barclays

2

8.641

13,406

76

4

7.118

Credit Suisse

3

7.775

12,063

66

1

7.477

Citi

4

7.025

10,900

53

10

Deutsche Bank

5

6.318

9,803

69

5

Goldman Sachs

6

5.759

8,935

68

JP Morgan

7

5.729

8,888

65

Morgan Stanley

8

4.993

7,747

Wells Fargo

9

3.795

5,888

RBC Capital Markets

10

3.061

HSBC

11

Jefferies

12

UBS Antares Capital LP

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Barclays

1

8.573

13,462

75

3

7.082

1.491

1.523

Bank of America Merrill Lynch

2

8.154

12,803

91

4

7.053

1.101

0.298

Credit Suisse

3

7.352

11,543

63

1

7.915

-0.563

3.912

3.113

Citi

4

6.398

10,046

52

10

4.387

2.011

7.064

-0.746

Deutsche Bank

5

6.160

9,673

67

2

7.189

-1.029

3

7.173

-1.414

JP Morgan

6

5.714

8,971

68

9

4.989

0.725

8

5.383

0.346

Goldman Sachs

7

5.548

8,711

64

5

6.783

-1.235

56

6

6.245

-1.252

Morgan Stanley

8

5.062

7,949

56

6

6.159

-1.097

42

11

3.556

0.239

Wells Fargo

9

3.818

5,995

43

11

3.405

0.413

4,749

42

9

5.325

-2.264

Jefferies

10

3.253

5,108

43

7

5.768

-2.515

3.056

4,741

22

17

1.493

1.563

HSBC

11

3.037

4,769

22

17

1.432

1.605

2.927

4,541

42

7

5.923

-2.996

RBC Capital Markets

12

3.006

4,720

43

8

5.375

-2.369

13

2.704

4,196

34

12

2.936

-0.232

Antares Capital LP

13

2.927

4,596

85

23

0.829

2.098

14

2.704

4,195

75

29

0.650

2.054

UBS

14

2.895

4,545

33

12

3.107

-0.212

Macquarie

15

2.268

3,519

25

13

2.798

-0.530

Macquarie

15

2.190

3,438

24

13

2.771

-0.581

SunTrust Robinson Humphrey

16

2.113

3,279

54

14

2.376

-0.263

SunTrust Robinson Humphrey

16

2.156

3,386

57

16

2.269

-0.113

Sumitomo Mitsui Financial

17

1.981

3,073

9

50

0.122

1.859

Sumitomo Mitsui Financial

17

1.992

3,128

9

43

0.210

1.782

MUFG Securities

18

1.797

2,788

17

22

0.880

0.917

MUFG Securities

18

1.866

2,930

23

25

0.803

1.063

Citizens Financial Group Inc

19

1.518

2,355

47

34

0.531

0.987

KeyBanc Capital Markets

19

1.583

2,486

44

19

1.320

0.263

KeyBanc Capital Markets

20

1.435

2,227

32

19

1.220

0.215

Citizens Financial Group Inc

20

1.564

2,456

50

33

0.512

1.052

100%

155,151

491

100%

157,018

521

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 7

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US High Grade Loans (Bookrunner) 1st 3Q 2016 Firm

Rank Mkt Share(%)

US High Grade Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Prev Mkt Share(%)

Mkt Share Chg(%)

1

23.791

16,509

70

1

24.876

-1.085

Bank of America Merrill Lynch

1

22.424

15,756

73

1

22.954

-0.530

Wells Fargo

2

15.838

10,990

45

3

14.613

1.225

Wells Fargo

2

14.200

9,977

47

3

13.323

0.877

JP Morgan

3

11.027

7,652

46

2

16.779

-5.752

JP Morgan

3

11.465

8,056

48

2

16.329

-4.864

Citi

4

9.551

6,628

19

4

6.799

2.752

Citi

4

9.713

6,825

20

4

6.894

2.819

US Bancorp

5

5.921

4,109

23

5

4.469

1.452

US Bancorp

5

6.026

4,234

25

5

5.444

0.582

MUFG Securities

6

3.062

2,125

5

22

0.621

2.441

MUFG Securities

6

3.433

2,413

7

16

1.288

2.145

PNC Financial Services Group Inc

7

2.973

2,063

15

8

2.600

0.373

PNC Financial Services Group Inc

7

3.310

2,326

19

8

2.462

0.848

Capital One Financial

8

2.306

1,600

3

12

1.549

0.757

Capital One Financial

8

2.663

1,871

5

14

1.473

1.190

KeyBanc Capital Markets

9

2.173

1,508

10

7

3.827

-1.654

Standard Chartered Bank

9

2.135

1,500

2

19

1.106

1.029

Standard Chartered Bank

10

2.162

1,500

2

15

1.125

1.037

Societe Generale

10

2.027

1,425

2

-

-

-

Societe Generale

11

2.053

1,425

2

-

-

-

KeyBanc Capital Markets

11

1.982

1,393

13

6

3.916

-1.934

Citizens Financial Group Inc

12

1.829

1,269

9

19

0.884

0.945

Citizens Financial Group Inc

12

1.901

1,335

10

25

0.608

1.293

SunTrust Robinson Humphrey

13

1.753

1,216

6

14

1.260

0.493

SunTrust Robinson Humphrey

13

1.736

1,220

7

12

1.775

-0.039

Barclays

14

1.632

1,132

7

13

1.463

0.169

Barclays

14

1.656

1,163

7

11

1.884

-0.228

Morgan Stanley

15

1.530

1,062

2

20

0.702

0.828

BMO Capital Markets

15

1.588

1,116

7

9

2.052

-0.464

BMO Capital Markets

16

1.504

1,043

6

9

1.744

-0.240

Morgan Stanley

16

1.555

1,093

2

20

0.900

0.655

Natixis

17

1.441

1,000

1

-

-

-

Natixis

17

1.423

1,000

1

-

-

-

TD Securities

18

1.419

985

2

28

0.438

0.981

TD Securities

18

1.402

985

2

22

0.666

0.736

Deutsche Bank

19

1.081

750

2

10

1.721

-0.640

Deutsche Bank

19

1.210

850

3

10

1.924

-0.714

Bank of New York Mellon

20

1.009

700

2

11

1.620

-0.611

Regions Financial Corp

20

1.164

818

7

18

1.140

0.024

100%

69,390

166

100%

70,265

173

100%

Firm

TOTAL

US High Grade Loans - New Money (Bookrunner) 1st 3Q 2016 Firm

Rank Mkt Share(%)

Rank Mkt Share(%)

1st 3Q 2015

Bank of America Merrill Lynch

TOTAL

Volume (USD Mln)

Volume (USD Mln)

Deal Count

Prev Rank

100%

US High Grade Loans - New Money (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Firm

Rank Mkt Share(%)

1st 3Q 2015

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Wells Fargo

1

23.292

4,590

27

3

13.912

9.380

Wells Fargo

1

19.635

4,044

29

3

12.203

7.432

Bank of America Merrill Lynch

2

20.143

3,969

36

1

22.094

-1.951

Bank of America Merrill Lynch

2

16.685

3,436

38

1

21.923

-5.238

JP Morgan

3

12.500

2,463

26

2

19.731

-7.231

JP Morgan

3

13.783

2,839

29

2

19.389

-5.606

US Bancorp

4

6.853

1,351

12

5

5.904

0.949

US Bancorp

4

7.168

1,476

14

4

6.933

0.235

Citi

5

5.912

1,165

6

6

5.615

0.297

Citi

5

6.615

1,363

7

6

5.518

1.097

KeyBanc Capital Markets

6

4.068

802

9

4

6.333

-2.265

MUFG Securities

6

4.197

864

5

14

1.293

2.904

MUFG Securities

7

3.435

677

3

14

1.092

2.343

KeyBanc Capital Markets

7

3.538

729

12

5

6.181

-2.643

BMO Capital Markets

8

3.036

598

5

13

1.216

1.820

BMO Capital Markets

8

3.257

671

6

13

1.445

1.812

Bank of New York Mellon

9

2.537

500

1

17

0.827

1.710

Regions Financial Corp

9

3.213

662

7

11

1.581

1.632

Regions Financial Corp

10

2.512

495

5

12

1.473

1.039

PNC Financial Services Group Inc

10

2.594

534

12

9

3.172

-0.578

Barclays

11

1.975

389

4

-

-

-

Barclays

11

2.039

420

4

36

0.072

1.967

Citizens Financial Group Inc

12

1.675

330

6

16

0.910

0.765

Citizens Financial Group Inc

12

1.999

412

8

17

0.885

1.114

Natixis

13

1.659

327

1

-

-

-

Rabobank

13

1.618

333

2

29

0.148

1.470

Societe Generale

13

1.659

327

1

-

-

-

Natixis

14

1.587

327

1

-

-

-

Credit Agricole CIB

15

1.522

300

3

26

0.099

1.423

Societe Generale

14

1.587

327

1

-

-

-

PNC Financial Services Group Inc

16

1.210

239

7

9

3.021

-1.811

Credit Agricole CIB

16

1.457

300

3

27

0.179

1.278

Goldman Sachs

17

1.074

212

2

11

1.516

-0.442

HSBC

16

1.457

300

2

23

0.397

1.060

Rabobank

18

1.015

200

1

-

-

-

Goldman Sachs

18

1.177

243

2

12

1.490

-0.313

HSBC

19

0.761

150

1

25

0.165

0.596

Capital One Financial

19

0.951

196

3

8

3.546

-2.595

BNP Paribas

20

0.698

138

2

26

0.099

0.599

Deutsche Bank

20

0.910

188

2

15

1.138

-0.228

100%

19,705

85

100%

20,595

94

TOTAL

Bloomberg League Table Reports

100%

TOTAL

100%

Page 8

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US Leveraged Loans (Bookrunner)

US Leveraged Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

Rank Mkt Share(%)

1st 3Q 2015

1st 3Q 2016

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Prev Mkt Share(%)

Mkt Share Chg(%)

1

11.896

69,799

373

1

12.526

-0.630

Bank of America Merrill Lynch

1

11.865

70,696

378

2

11.867

-0.002

JP Morgan

2

10.357

60,772

283

2

11.447

-1.090

JP Morgan

2

10.979

65,413

292

1

11.994

-1.015

Wells Fargo

3

8.797

51,618

273

3

8.324

0.473

Wells Fargo

3

7.962

47,438

280

3

7.323

0.639

Barclays

4

6.133

35,987

170

7

5.312

0.821

Deutsche Bank

4

5.963

35,531

147

6

5.379

0.584

Citi

5

6.016

35,298

149

8

5.241

0.775

Barclays

5

5.897

35,138

167

7

5.348

0.549

Deutsche Bank

6

5.973

35,046

145

6

5.323

0.650

Citi

6

5.775

34,408

149

5

5.675

0.100

Credit Suisse

7

5.522

32,402

143

4

5.805

-0.283

Goldman Sachs

7

5.302

31,592

147

8

5.118

0.184

Goldman Sachs

8

5.521

32,396

152

5

5.426

0.095

Credit Suisse

8

5.126

30,544

140

4

5.810

-0.684

Morgan Stanley

9

4.255

24,966

118

9

4.509

-0.254

Morgan Stanley

9

4.275

25,472

118

9

4.388

-0.113

RBC Capital Markets

10

3.627

21,282

104

10

4.156

-0.529

RBC Capital Markets

10

3.381

20,147

106

10

4.332

-0.951

SunTrust Robinson Humphrey

11

2.816

16,523

131

11

2.733

0.083

SunTrust Robinson Humphrey

11

2.826

16,837

136

11

2.635

0.191

MUFG Securities

12

2.356

13,823

61

14

1.642

0.714

MUFG Securities

12

2.428

14,465

70

13

1.726

0.702

HSBC

13

2.102

12,334

43

17

1.558

0.544

HSBC

13

1.937

11,538

43

17

1.549

0.388

UBS

14

1.762

10,340

59

16

1.578

0.184

UBS

14

1.863

11,102

60

18

1.545

0.318

PNC Financial Services Group Inc

15

1.503

8,816

81

19

1.178

0.325

BMO Capital Markets

15

1.737

10,351

111

14

1.664

0.073

BMO Capital Markets

16

1.491

8,747

94

15

1.609

-0.118

PNC Financial Services Group Inc

16

1.559

9,289

86

15

1.648

-0.089

Citizens Financial Group Inc

17

1.416

8,309

85

26

0.738

0.678

Citizens Financial Group Inc

17

1.479

8,809

92

26

0.701

0.778

Jefferies

18

1.300

7,629

56

12

2.479

-1.179

Jefferies

18

1.381

8,229

58

12

2.454

-1.073

Antares Capital LP

19

1.171

6,869

98

25

0.739

0.432

KeyBanc Capital Markets

19

1.226

7,307

77

21

1.002

0.224

US Bancorp

20

1.154

6,774

58

13

1.720

-0.566

Antares Capital LP

20

1.197

7,133

107

24

0.781

0.416

100%

586,764

1,195

100%

595,814

1,250

100%

Firm

TOTAL

US Leveraged Loans - New Money (Bookrunner) 1st 3Q 2016 Firm

Rank Mkt Share(%)

1st 3Q 2015

Bank of America Merrill Lynch

TOTAL

Volume (USD Mln)

Volume (USD Mln)

Deal Count

Prev Rank

100%

US Leveraged Loans - New Money (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

10.815

28,772

236

1

10.306

0.509

JP Morgan

2

8.603

22,886

187

2

7.367

Barclays

3

6.958

18,512

107

3

Citi

4

6.493

17,275

93

Credit Suisse

5

6.374

16,959

Deutsche Bank

6

6.027

16,035

Wells Fargo

7

5.886

Goldman Sachs

8

5.445

Morgan Stanley

9

RBC Capital Markets

10

HSBC

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

10.280

27,758

242

1

10.006

0.274

1.236

JP Morgan

2

8.636

23,320

196

2

7.268

1.368

6.069

0.889

Barclays

3

6.814

18,400

105

4

6.010

0.804

10

4.659

1.834

Credit Suisse

4

6.085

16,431

89

3

6.249

-0.164

93

4

5.983

0.391

Citi

5

6.029

16,280

93

9

5.036

0.993

95

5

5.867

0.160

Deutsche Bank

6

5.932

16,018

94

5

5.963

-0.031

15,660

152

7

5.680

0.206

Wells Fargo

7

5.780

15,607

162

8

5.108

0.672

14,486

96

6

5.798

-0.353

Goldman Sachs

8

5.320

14,364

92

6

5.433

-0.113

3.776

10,046

77

8

5.359

-1.583

Morgan Stanley

9

3.797

10,253

77

7

5.296

-1.499

3.591

9,554

74

9

4.757

-1.166

RBC Capital Markets

10

3.470

9,369

76

10

4.739

-1.269

11

2.737

7,281

35

19

1.384

1.353

HSBC

11

2.677

7,228

35

21

1.376

1.301

SunTrust Robinson Humphrey

12

2.608

6,938

98

12

2.688

-0.080

SunTrust Robinson Humphrey

12

2.600

7,020

103

12

2.608

-0.008

MUFG Securities

13

2.111

5,617

38

21

1.311

0.800

MUFG Securities

13

2.241

6,052

48

22

1.195

1.046

UBS

14

2.002

5,327

42

13

2.237

-0.235

Jefferies

14

2.118

5,718

48

11

4.028

-1.910

Antares Capital LP

15

1.989

5,292

92

23

1.035

0.954

UBS

15

2.114

5,707

42

14

2.326

-0.212

Jefferies

16

1.924

5,118

46

11

4.159

-2.235

Antares Capital LP

16

2.113

5,706

101

23

1.141

0.972

Citizens Financial Group Inc

17

1.706

4,539

64

34

0.530

1.176

Citizens Financial Group Inc

17

1.806

4,878

70

34

0.496

1.310

Sumitomo Mitsui Financial

18

1.524

4,054

12

46

0.156

1.368

BMO Capital Markets

18

1.650

4,455

78

13

2.341

-0.691

Macquarie

19

1.498

3,986

33

15

2.036

-0.538

KeyBanc Capital Markets

19

1.543

4,166

59

20

1.420

0.123

BMO Capital Markets

20

1.454

3,869

67

14

2.167

-0.713

Sumitomo Mitsui Financial

20

1.526

4,122

12

42

0.217

1.309

100%

266,040

815

100%

270,018

859

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 9

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US LBO Loans (Bookrunner)

US LBO Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Barclays

1

9.198

5,046

35

1

7.848

1.350

Goldman Sachs

2

7.593

4,165

25

7

5.431

Deutsche Bank

3

6.729

3,691

29

6

Citi

4

6.624

3,633

17

Macquarie

5

5.400

2,962

Credit Suisse

6

5.198

RBC Capital Markets

7

Antares Capital LP

8

Bank of America Merrill Lynch

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Barclays

1

8.797

5,042

34

2

7.355

1.442

2.162

Goldman Sachs

2

7.269

4,166

25

7

5.308

1.961

5.625

1.104

Deutsche Bank

3

6.440

3,691

29

8

5.124

1.316

8

5.149

1.475

Citi

4

6.339

3,633

17

4

6.300

0.039

14

10

4.513

0.887

Macquarie

5

5.212

2,987

15

10

4.419

0.793

2,851

25

2

7.699

-2.501

RBC Capital Markets

6

5.102

2,924

24

5

6.159

-1.057

4.936

2,707

22

4

6.376

-1.440

Credit Suisse

7

5.018

2,876

25

1

7.449

-2.431

4.748

2,605

51

16

2.210

2.538

Antares Capital LP

8

4.826

2,766

55

15

2.252

2.574

9

4.101

2,250

19

12

3.956

0.145

UBS

9

3.907

2,239

21

19

1.476

2.431

UBS

10

4.083

2,239

21

17

1.899

2.184

Bank of America Merrill Lynch

10

3.855

2,210

18

11

4.057

-0.202

JP Morgan

11

3.927

2,154

10

13

3.379

0.548

Jefferies

11

3.246

1,860

16

3

6.848

-3.602

Jefferies

12

3.346

1,835

15

3

6.983

-3.637

Morgan Stanley

12

2.986

1,712

9

6

5.659

-2.673

BNP Paribas

13

3.196

1,753

12

19

1.740

1.456

BNP Paribas

13

2.946

1,688

10

18

1.843

1.103

Morgan Stanley

14

3.118

1,710

9

5

5.810

-2.692

JP Morgan

14

2.305

1,321

10

9

4.548

-2.243

HSBC

15

2.231

1,224

6

24

0.758

1.473

HSBC

15

2.135

1,224

6

25

0.742

1.393

Nomura

16

2.150

1,179

5

9

4.521

-2.371

Nomura

16

2.057

1,179

5

12

4.001

-1.944

BMO Capital Markets

17

2.074

1,138

24

11

4.027

-1.953

BMO Capital Markets

17

2.041

1,170

28

13

3.970

-1.929

Golub Capital LLC

18

1.737

953

8

55

0.154

1.583

SunTrust Robinson Humphrey

18

1.841

1,055

13

16

1.999

-0.158

SunTrust Robinson Humphrey

19

1.629

893

12

15

2.214

-0.585

Ping An Insurance Group Co

19

1.788

1,025

1

-

-

-

Rabobank

20

1.455

798

3

51

0.170

1.285

Bank of China

19

1.788

1,025

1

-

-

-

100%

54,853

176

100%

57,314

182

TOTAL

100%

Firm

TOTAL

US LBO Loans - New Money (Bookrunner) 1st 3Q 2016 Firm

100%

US LBO Loans - New Money (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Barclays

1

9.744

4,792

30

1

8.868

0.876

Goldman Sachs

2

7.824

3,847

23

6

6.095

Citi

3

6.434

3,164

14

11

Macquarie

4

5.990

2,945

13

Deutsche Bank

5

5.967

2,934

Credit Suisse

6

5.553

RBC Capital Markets

7

Antares Capital LP

8

UBS Bank of America Merrill Lynch Jefferies

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Barclays

1

9.660

4,788

29

1

8.304

1.356

1.729

Goldman Sachs

2

7.765

3,848

23

6

5.952

1.813

3.335

3.099

Citi

3

6.383

3,164

14

12

3.244

3.139

8

5.058

0.932

Macquarie

4

5.993

2,970

14

8

4.937

1.056

24

7

5.775

0.192

Deutsche Bank

5

5.920

2,934

24

7

5.696

0.224

2,731

22

2

8.077

-2.524

Credit Suisse

6

5.560

2,756

22

2

8.280

-2.720

5.254

2,583

19

4

6.656

-1.402

Antares Capital LP

7

5.459

2,706

52

13

2.458

3.001

5.076

2,496

48

13

2.411

2.665

RBC Capital Markets

8

5.431

2,692

21

4

6.897

-1.466

9

4.640

2,281

15

18

1.655

2.985

UBS

9

4.603

2,281

15

18

1.666

2.937

10

4.142

2,037

14

12

2.908

1.234

Bank of America Merrill Lynch

10

4.079

2,022

14

11

3.282

0.797

11

3.615

1,777

14

3

7.769

-4.154

Jefferies

11

3.637

1,802

15

3

7.624

-3.987

BNP Paribas

12

3.021

1,485

12

17

1.966

1.055

BNP Paribas

12

2.866

1,420

10

16

2.081

0.785

Morgan Stanley

13

2.832

1,393

8

5

6.523

-3.691

Morgan Stanley

13

2.812

1,394

8

5

6.348

-3.536

JP Morgan

14

2.409

1,185

8

15

2.229

0.180

Nomura

14

2.329

1,154

4

9

4.502

-2.173

Nomura

15

2.347

1,154

4

9

4.602

-2.255

BMO Capital Markets

15

2.019

1,001

25

10

4.105

-2.086

BMO Capital Markets

16

2.010

989

22

10

3.761

-1.751

HSBC

16

1.929

956

6

25

0.790

1.139

HSBC

17

1.944

956

6

24

0.808

1.136

SunTrust Robinson Humphrey

17

1.845

914

10

15

2.116

-0.271

SunTrust Robinson Humphrey

18

1.792

881

10

14

2.358

-0.566

JP Morgan

18

1.802

893

8

14

2.140

-0.338

Golub Capital LLC

19

1.666

819

8

53

0.174

1.492

Golub Capital LLC

19

1.656

821

8

50

0.190

1.466

Mizuho Financial

20

1.454

715

3

26

0.720

0.734

Mizuho Financial

20

1.443

715

3

27

0.704

0.739

100%

49,172

156

100%

49,563

160

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 10

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

US Loans (Administrative Agent)

US Loans - New Money (Administrative Agent)

1st 3Q 2016 Firm

Rank Mkt Share(%)

1st 3Q 2015

1st 3Q 2016

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Firm

Rank Mkt Share(%)

1st 3Q 2015

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

JP Morgan

1

32.916

443,452

422

1

27.178

5.738

JP Morgan

1

29.617

148,557

248

1

21.642

7.975

Bank of America Merrill Lynch

2

18.357

247,311

388

2

19.795

-1.438

Bank of America Merrill Lynch

2

18.924

94,920

230

2

20.713

-1.789

Citi

3

9.191

123,821

94

3

11.402

-2.211

Wells Fargo

3

7.804

39,145

163

4

7.409

0.395

Wells Fargo

4

8.669

116,796

284

4

10.015

-1.346

Credit Suisse

4

6.018

30,183

49

5

5.982

0.036

Credit Suisse

5

4.600

61,975

69

5

4.474

0.126

Citi

5

5.957

29,882

41

3

9.716

-3.759

Deutsche Bank

6

3.465

46,681

58

6

3.576

-0.111

Barclays

6

4.735

23,751

37

7

3.017

1.718

Barclays

7

3.047

41,044

57

8

1.912

1.135

Deutsche Bank

7

3.378

16,943

36

6

4.085

-0.707

Morgan Stanley

8

2.144

28,886

40

7

2.162

-0.018

MUFG Securities

8

2.329

11,681

24

10

1.875

0.454

MUFG Securities

9

1.679

22,621

32

15

1.010

0.669

Morgan Stanley

9

2.327

11,672

31

8

2.826

-0.499

KeyBanc Capital Markets

10

1.620

21,823

79

10

1.348

0.272

Goldman Sachs

10

1.794

8,996

25

15

1.223

0.571

US Bancorp

11

1.339

18,037

74

12

1.167

0.172

KeyBanc Capital Markets

11

1.478

7,416

61

11

1.858

-0.380

PNC Financial Services Group Inc

12

1.249

16,831

92

9

1.446

-0.197

Antares Capital LP

12

1.427

7,157

72

22

0.673

0.754

BMO Capital Markets

13

0.976

13,150

70

18

0.715

0.261

US Bancorp

13

1.174

5,887

46

19

0.919

0.255

Goldman Sachs

14

0.914

12,317

27

14

1.045

-0.131

SunTrust Robinson Humphrey

14

1.078

5,407

49

18

1.108

-0.030

SunTrust Robinson Humphrey

15

0.911

12,267

65

13

1.145

-0.234

PNC Financial Services Group Inc

15

1.017

5,100

46

13

1.331

-0.314

BNP Paribas

16

0.883

11,900

26

17

0.842

0.041

BMO Capital Markets

16

0.985

4,940

45

21

0.819

0.166

Scotiabank

17

0.699

9,415

14

21

0.688

0.011

Sumitomo Mitsui Financial

17

0.937

4,698

3

-

-

-

Antares Capital LP

18

0.679

9,142

78

26

0.396

0.283

Jefferies

18

0.678

3,403

12

16

1.215

-0.537

Mizuho Financial

19

0.590

7,949

11

20

0.704

-0.114

UBS

19

0.678

3,400

17

17

1.115

-0.437

UBS

20

0.548

7,385

21

22

0.544

0.004

Citizens Financial Group Inc

20

0.621

3,114

32

39

0.136

0.485

100%

1,347,228

2,342

100%

501,586

1,486

TOTAL

100%

TOTAL

US Leveraged Loans (Administrative Agent) 1st 3Q 2016 Firm

US Leveraged Loans - New Money (Administrative Agent)

1st 3Q 2015

1st 3Q 2016

Prev Mkt Share(%)

Mkt Share Chg(%)

1

20.586

125,055

167

1

21.723

-1.137

JP Morgan

1

20.662

57,546

117

1

17.541

3.121

Bank of America Merrill Lynch

2

20.055

121,830

200

2

18.765

1.290

Bank of America Merrill Lynch

2

19.295

53,738

121

2

14.824

4.471

Credit Suisse

3

9.735

59,138

67

3

8.288

1.447

Credit Suisse

3

10.752

29,946

47

3

9.093

1.659

Deutsche Bank

4

6.772

41,136

50

4

7.577

-0.805

Barclays

4

7.810

21,751

35

5

6.693

1.117

Wells Fargo

5

6.714

40,785

136

5

6.393

0.321

Deutsche Bank

5

5.923

16,496

33

4

8.154

-2.231

Barclays

6

6.197

37,644

52

7

4.363

1.834

Citi

6

4.945

13,771

25

6

6.038

-1.093

Citi

7

5.954

36,169

41

6

6.014

-0.060

Wells Fargo

7

4.562

12,707

78

8

4.545

0.017

Morgan Stanley

8

4.684

28,451

37

8

4.072

0.612

Morgan Stanley

8

4.052

11,287

29

7

5.330

-1.278

Goldman Sachs

9

1.998

12,139

24

9

2.562

-0.564

Goldman Sachs

9

3.166

8,819

22

9

2.723

0.443

KeyBanc Capital Markets

10

1.568

9,522

43

17

0.898

0.670

Antares Capital LP

10

2.570

7,157

72

14

1.501

1.069

Antares Capital LP

11

1.505

9,142

78

15

0.972

0.533

KeyBanc Capital Markets

11

1.368

3,811

34

15

1.349

0.019

UBS

12

1.216

7,385

21

14

1.208

0.008

SunTrust Robinson Humphrey

12

1.331

3,707

31

13

1.570

-0.239

MUFG Securities

13

1.196

7,268

8

25

0.440

0.756

MUFG Securities

13

1.240

3,452

6

22

0.644

0.596

SunTrust Robinson Humphrey

14

1.159

7,041

36

12

1.477

-0.318

Jefferies

14

1.222

3,403

12

10

2.711

-1.489

Scotiabank

15

1.127

6,845

6

13

1.415

-0.288

UBS

15

1.221

3,400

17

12

2.410

-1.189

PNC Financial Services Group Inc

16

1.032

6,271

44

26

0.413

0.619

RBC Capital Markets

16

0.897

2,498

17

11

2.521

-1.624

Jefferies

17

0.763

4,633

14

11

1.733

-0.970

BMO Capital Markets

17

0.759

2,113

32

16

1.144

-0.385

RBC Capital Markets

18

0.743

4,516

21

10

1.788

-1.045

BNP Paribas

18

0.699

1,946

14

18

0.961

-0.262

BMO Capital Markets

19

0.722

4,388

44

16

0.914

-0.192

Citizens Financial Group Inc

19

0.659

1,836

25

33

0.240

0.419

Capital One Financial

20

0.600

3,646

26

19

0.737

-0.137

Capital One Financial

20

0.656

1,828

21

20

0.849

-0.193

100%

607,475

1,313

100%

278,513

909

Bloomberg League Table Reports

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

100%

Firm

1st 3Q 2015

JP Morgan

TOTAL

Rank Mkt Share(%)

100%

TOTAL

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

100%

Page 11

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Canada Loans: Quarterly Volume

Canada Loans Review

Deal Count

Amount

100 80

150

CAD Bln

60 100 40

Deal Count

1st 3Q 2016 total Canada Loans volume decreased 7.64% to CAD 196.9 Bln while the total number of deals decreased 18.25% to 345 deals year-on-year. Total Canada Loans - New Money volume decreased 29.08% year-on-year to CAD 38.4 Bln while the total number of deals decreased 40.78% to 122. RBC Capital Markets ranked as the top Canada Loans bookrunner for 1st 3Q 2016 with 17.95% of credited market share. The bank acted as bookrunner in 71 deals over the period. Scotiabank and TD Securities ranked second and third with 16.04% and 15.47% of credited market share, respectively.

200

50

20

QQ 3 3 2 200 1166

QQ 3 3 2 200 1155

QQ 3 3 2 200 1144

QQ 3 3 2 200 1133

QQ 3 3 2 200 1122

0 QQ 3 3 2 200 1111

0

Quarters

Canada Loans (Bookrunner)

Canada Loans: Industry Breakdown Prev Mkt Share(%)

RBC Capital Markets

1

17.946

31,800

71

2

17.025

0.921

Scotiabank

2

16.039

28,419

69

3

16.375

-0.336

TD Securities

3

15.468

27,408

78

4

14.473

0.995

CIBC

4

14.841

26,298

83

1

18.047

-3.206

BMO Capital Markets

5

11.836

20,973

75

6

8.373

3.463

National Bank Financial Inc

6

6.496

11,511

66

5

9.939

-3.443

HSBC

7

4.129

7,316

22

8

2.320

1.809

JP Morgan

8

3.985

7,061

11

7

2.340

1.645

Wells Fargo

9

2.246

3,980

10

17

0.268

1.978

Citi

10

1.771

3,137

10

10

1.896

-0.125

100%

177,191

315

Industrials 11%

10%

Consumer Discretionary 10%

16%

Financials 9%

11%

13%

Communications 8% Consumer Staples 5% Others 3%

Canada Loans: Bookrunner Rankings History

1st 3Q 2015

2016

8.876

BMO Capital Markets

5

8.723

3,346

27

6

11.109

-2.386

Wells Fargo

6

6.829

2,620

6

24

0.125

6.704

National Bank Financial Inc

7

5.843

2,241

29

5

12.343

-6.500

CIBC

8

5.534

2,123

20

4

13.185

-7.651

HSBC

9

4.413

1,693

9

7

4.582

-0.169

Citi

10

1.361

522

5

22

0.148

1.213

100%

38,358

122

100%

10

0

c

0.973

In

11

al

5

ci

3,778

an

9.849

Fi n

4

k

JP Morgan

an

-2.682

l B

14.254

ts

3

ar ke

27

l M

4,439

2014

na

11.572

i ta

3

O C ap

4.483

Scotiabank

C

4.230

16.563

C IB

16.897

2

M

1

31

es

26

8,073

ur i ti

8,104

21.046

ec

21.127

2

TD S

1

TD Securities

nk

RBC Capital Markets

2015

20

ba

Mkt Share Chg(%)

ti a

Prev Mkt Share(%)

co

Prev Rank

S

Deal Count

ts

Volume (CAD Mln)

Market Share (%)

1st 3Q 2016 Mkt Share(%)

Bloomberg League Table Reports

Utilities 13%

9%

100%

Rank

TOTAL

Materials 16%

24%

8%

Canada Loans - New Money (Bookrunner) Firm

Energy 24%

5%

ar ke

TOTAL

3%

Mkt Share Chg(%)

io

Prev Rank

B

Deal Count

l M

Volume (CAD Mln)

i ta

Mkt Share(%)

C C ap

Rank

R B

Firm

1st 3Q 2015

N at

1st 3Q 2016

Page 12

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Canada Loans (Mandated Lead Arranger) 1st 3Q 2016 Firm

Canada Loans - New Money (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (CAD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Scotiabank

1

15.818

29,932

80

3

14.537

1.281

CIBC

2

15.406

29,152

104

1

18.275

RBC Capital Markets

3

15.385

29,112

80

4

TD Securities

4

14.746

27,903

89

BMO Capital Markets

5

12.804

24,230

87

National Bank Financial Inc

6

5.497

10,401

JP Morgan

7

4.960

HSBC

8

Wells Fargo Citi Bank of America Merrill Lynch

1st 3Q 2015

Rank

Mkt Share(%)

Volume (CAD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Scotiabank

1

18.554

8,718

33

6

11.087

7.467

-2.869

TD Securities

2

16.956

7,968

33

1

16.898

0.058

14.393

0.992

RBC Capital Markets

3

15.817

7,433

28

2

16.863

-1.046

2

15.139

-0.393

JP Morgan

4

15.064

7,079

7

12

0.943

14.121

5

9.913

2.891

BMO Capital Markets

5

7.133

3,352

29

4

11.907

-4.774

68

6

9.605

-4.108

CIBC

6

6.099

2,866

28

3

14.013

-7.914

9,386

13

9

2.276

2.684

Wells Fargo

7

5.702

2,679

6

22

0.128

5.574

3.623

6,855

21

8

2.348

1.275

National Bank Financial Inc

8

4.201

1,974

29

5

11.231

-7.030

9

2.157

4,082

11

20

0.274

1.883

HSBC

9

3.565

1,675

9

7

4.655

-1.090

10

1.934

3,660

11

7

2.460

-0.526

MUFG Securities

10

2.549

1,198

6

11

0.994

1.555

11

1.568

2,967

15

11

1.644

-0.076

Bank of America Merrill Lynch

11

1.190

559

5

18

0.281

0.909

MUFG Securities

12

1.417

2,682

8

14

0.943

0.474

Citi

12

1.110

522

5

13

0.558

0.552

Desjardins Capital Markets

13

1.232

2,331

17

13

1.293

-0.061

Desjardins Capital Markets

13

0.916

430

7

10

2.108

-1.192

BNP Paribas

14

0.588

1,112

5

10

2.101

-1.513

BNP Paribas

14

0.394

185

2

9

2.153

-1.759

Credit Agricole CIB

15

0.250

472

1

19

0.293

-0.043

Deutsche Bank

15

0.245

115

4

31

0.022

0.223

Morgan Stanley

16

0.249

472

2

16

0.360

-0.111

ATB Financial

16

0.086

41

1

14

0.495

-0.409

Barclays

17

0.216

409

3

12

1.446

-1.230

Mizuho Financial

16

0.086

41

1

26

0.115

-0.029

Natixis

18

0.212

402

3

25

0.075

0.137

Export Development Canada

18

0.080

38

1

29

0.064

0.016

Bank of China

19

0.183

346

1

17

0.339

-0.156

Citizens Financial Group Inc

19

0.061

29

1

-

-

-

Deutsche Bank

20

0.181

343

5

36

0.024

0.157

Natixis

19

0.061

29

1

19

0.278

-0.217

100%

189,228

332

100%

46,990

131

TOTAL

100%

Firm

TOTAL

Canada Loans (Administrative Agent) 1st 3Q 2016 Firm

100%

Canada Loans - New Money (Administrative Agent) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (CAD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Scotiabank

1

21.328

40,361

55

1

20.667

0.661

RBC Capital Markets

2

18.687

35,362

43

2

18.560

BMO Capital Markets

3

13.884

26,274

45

4

14.092

CIBC

4

13.436

25,425

58

5

TD Securities

5

13.021

24,641

42

3

National Bank Financial Inc

6

6.694

12,668

57

JP Morgan

7

4.824

9,128

3

Bank of America Merrill Lynch

8

3.933

7,442

HSBC

9

1.861

Standard Chartered Bank

10

Desjardins Capital Markets

11

Wells Fargo UniCredit

1st 3Q 2015

Rank

Mkt Share(%)

Volume (CAD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

RBC Capital Markets

1

31.018

14,549

19

3

17.778

13.240

0.127

JP Morgan

2

19.461

9,128

3

-

-

-

-0.208

Scotiabank

3

15.889

7,453

23

2

20.064

-4.175

13.324

0.112

TD Securities

4

11.115

5,213

19

4

14.848

-3.733

15.213

-2.192

BMO Capital Markets

5

8.251

3,870

17

1

24.206

-15.955

6

9.598

-2.904

National Bank Financial Inc

6

4.172

1,957

23

5

9.864

-5.692

8

1.869

2.955

CIBC

7

3.688

1,730

15

6

7.484

-3.796

8

7

2.045

1.888

Bank of America Merrill Lynch

8

3.542

1,662

1

10

0.431

3.111

3,521

12

9

1.117

0.744

HSBC

9

1.677

787

7

7

2.648

-0.971

1.248

2,361

1

-

-

-

Wells Fargo

10

0.510

239

1

17

0.044

0.466

0.537

1,017

8

10

1.085

-0.548

Desjardins Capital Markets

11

0.390

183

3

9

0.860

-0.470

12

0.185

350

3

13

0.282

-0.097

MUFG Securities

12

0.232

109

1

-

-

-

13

0.134

254

1

17

0.117

0.017

Golub Capital LLC

13

0.055

26

1

-

-

-

Fifth Third Bancorp

14

0.123

232

1

21

0.047

0.076

-

-

-

-

-

-

-

-

MUFG Securities

15

0.058

109

1

-

-

-

-

-

-

-

-

-

-

-

ATB Financial

16

0.034

65

1

12

0.401

-0.367

-

-

-

-

-

-

-

-

Golub Capital LLC

17

0.014

26

1

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

100%

189,235

338

100%

46,905

133

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 13

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Latin America Loans: Quarterly Volume

Latin America Loans Review

Deal Count

Amount

20

1st 3Q 2016 total Latin America Loans volume decreased 45.21% to USD 18.7 Bln while the total number of deals decreased 31.71% to 56 deals year-on-year. Banco Bilbao Vizcaya Argentaria ranked as the top Latin America Loans bookrunner for 1st 3Q 2016 with 10.21% of credited market share. The bank acted as bookrunner in 16 deals over the period. Mizuho Financial and Sumitomo Mitsui Financial ranked second and third with 9.24% and 8.14% of credited market share, respectively.

60

15 USD Bln

10 20

Deal Count

40

5

QQ 3 3 2 200 1166

QQ 3 3 2 200 1155

QQ 3 3 2 200 1144

QQ 3 3 2 200 1133

QQ 3 3 2 200 1122

0 QQ 3 3 2 200 1111

0

Quarters

Latin America Loans (Bookrunner) Prev Mkt Share(%)

Mkt Share Chg(%)

Banco Bilbao Vizcaya Argentaria

1

10.205

1,664

16

1

11.576

-1.371

Mizuho Financial

2

9.241

1,507

10

10

4.498

4.743

Sumitomo Mitsui Financial

3

8.144

1,328

8

4

7.100

1.044

MUFG Securities

4

8.097

1,320

7

13

3.678

4.419

Citi

5

6.505

1,061

9

7

5.437

1.068

JP Morgan

6

6.133

1,000

6

14

3.546

2.587

Scotiabank

7

4.915

801

5

9

4.601

0.314

Banco Santander

8

4.904

800

7

3

9.303

-4.399

Credit Agricole CIB

9

4.788

781

4

6

5.999

-1.211

ING Groep

10

4.477

730

3

20

0.967

3.510

100%

16,305

44

6%

Financials 13%

13%

Consumer Staples 11%

15%

14%

Consumer Discretionary 6% Energy 5% Others 2%

Latin America Loans: Bookrunner Rankings History

1st 3Q 2015

2016

Credit Agricole CIB

8

4.304

778

7

11

3.579

0.725

ING Groep

9

4.038

730

3

15

2.432

1.606

Natixis

10

3.739

676

5

10

3.634

0.105

100%

18,079

51

0

100%

n

0.620

or ga

2.864

4.883

M

3.131

7

es

13

8

ur i ti

8

995

ec

1,084

5.503

U FG S

5.995

7

al

6

Sumitomo Mitsui Financial

ci

JP Morgan

5

an

3.222

M

-1.762

3.167

F in

8.211

12

ui

1

11

i ts

12

1,155

M

1,166

6.389

al

6.449

5

ci

4

Citi

an

Banco Santander

10

o

2.714

m

3.759

Fi n

9

2014

i to

7

o

1,170

uh

6.473

ar ia

3

nt

0.703

MUFG Securities

rg e

2.067

6.943

A

6.616

3

ya

4

11

ca

14

1,382

iz

1,570

7.646

V

8.683

2

ao

1

Mizuho Financial

2015

15 Market Share (%)

Mkt Share Chg(%)

ilb

Prev Mkt Share(%)

B

Deal Count Prev Rank

Banco Bilbao Vizcaya Argentaria

B

an

TOTAL

Utilities 14%

16%

co

Volume (USD Mln)

Industrials 15%

100%

1st 3Q 2016 Rank Mkt Share(%)

Communications 16%

11%

Latin America Loans (Mandated Lead Arranger) Firm

Materials 17% 17%

iz

TOTAL

5% 2%

JP

Deal Count Prev Rank

um

Volume (USD Mln)

S

Rank Mkt Share(%)

M

Firm

Latin America Loans: Industry Breakdown 1st 3Q 2015

C i ti

1st 3Q 2016

Bloomberg League Table Reports

Page 14

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

EMEA Leveraged Finance: Quarterly Volume

EMEA Loans Review

EMEA Corporate High Yield Bonds (inc EM) EMEA Sponsor-led Leveraged Loans 100

EUR Bln

1st 3Q 2016 total EMEA Loans volume decreased 19.44% to EUR 643.4 Bln while the total number of deals decreased 24.74% to 1,281 deals year-on-year. Total EMEA Leveraged Loans volume decreased 2.74% year-on-year to EUR 83.8 Bln while the total number of deals decreased 18.63% to 214. BNP Paribas ranked as the top EMEA Loans bookrunner for 1st 3Q 2016 with 6.27% of credited market share. The bank acted as bookrunner in 185 deals over the period. JP Morgan and UniCredit ranked second and third with 6.13% and 5.95% of credited market share, respectively.

50

EMEA Loans (Bookrunner) 1st 3Q 2015

QQ 3 3 2 200 1166

QQ 3 3 2 200 1155

EMEA Loans: Industry Breakdown

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

BNP Paribas

1

6.269

28,910

185

2

6.377

-0.108

JP Morgan

2

6.133

28,282

74

9

3.737

2.396

UniCredit

3

5.946

27,418

163

8

3.794

2.152

HSBC

4

5.434

25,057

147

1

6.895

-1.461

Barclays

5

3.889

17,933

70

5

4.041

-0.152

ING Groep

6

3.876

17,874

147

7

3.814

0.062

Credit Agricole CIB

7

3.728

17,189

125

4

4.045

-0.317

Deutsche Bank

8

3.406

15,705

88

3

4.396

-0.990

Societe Generale

9

3.372

15,550

115

11

3.386

-0.014

Citi

10

3.204

14,775

87

10

3.656

-0.452

100%

461,137

875

TOTAL

QQ 3 3 2 200 1144

Quarters

1st 3Q 2016 Firm

QQ 3 3 2 200 1133

QQ 3 3 2 200 1122

QQ 3 3 2 200 1111

0

Financials 20%

6% 5%

Health Care 13% 20%

Consumer Discretionary 12%

7%

Industrials 11%

8%

Materials 9%

13%

Energy 9%

9% 9%

Consumer Staples 8%

12%

100%

11%

Utilities 7% Communications 5% Others 6%

EMEA Loans: Quarterly Volume Deal Count

Amount

500

800

EMEA Loans: Industry Breakdown 600

300 400 200 200

100

QQ33 220 011 66

QQ33 220 011 55

QQ33 220 011 44

QQ33 220 011 33

QQ33 220 011 22

0

QQ33 220 011 11

0

Industry Deal Count

EUR Bln

400

Volume (EUR Mln)

% Of Total

% YOY Change

Financials

125,843

19.6%

-27.7%

Health Care

83,380

13.0%

72.9%

Consumer Discretionary

78,276

12.2%

-30.9%

Industrials

68,639

10.7%

-29.5%

Materials

59,610

9.3%

-22.7%

Energy

55,736

8.7%

-37.6%

Consumer Staples

49,781

7.7%

-15.8%

Utilities

47,702

7.4%

-14.7%

Communications

35,324

5.5%

-38.2%

Government

20,953

3.3%

107.3%

Technology

18,131

2.8%

6.9%

Quarters

Bloomberg League Table Reports

Page 15

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

EMEA Loans (Bookrunner)

EMEA Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

BNP Paribas

1

6.269

28,910

185

2

6.377

-0.108

JP Morgan

2

6.133

28,282

74

9

3.737

UniCredit

3

5.946

27,418

163

8

HSBC

4

5.434

25,057

147

Barclays

5

3.889

17,933

70

ING Groep

6

3.876

17,874

Credit Agricole CIB

7

3.728

17,189

Deutsche Bank

8

3.406

15,705

Societe Generale

9

3.372

15,550

Citi

10

3.204

14,775

Commerzbank

11

3.153

14,538

Natixis

12

2.589

11,937

Bank of America Merrill Lynch

13

2.561

Rabobank

14

2.402

Morgan Stanley

15

MUFG Securities Credit Suisse

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

HSBC

1

5.827

35,790

258

1

5.809

0.018

2.396

JP Morgan

2

5.200

31,935

114

15

2.369

2.831

3.794

2.152

BNP Paribas

3

4.545

27,913

294

2

5.066

-0.521

1

6.895

-1.461

Bank of America Merrill Lynch

4

3.966

24,356

97

14

2.587

1.379

5

4.041

-0.152

ING Groep

5

3.739

22,965

260

4

3.737

0.002

147

7

3.814

0.062

UniCredit

6

3.675

22,570

240

10

3.249

0.426

125

4

4.045

-0.317

Credit Agricole CIB

7

3.157

19,388

203

6

3.571

-0.414

88

3

4.396

-0.990

Commerzbank

8

3.088

18,963

181

13

2.829

0.259

115

11

3.386

-0.014

Societe Generale

9

3.045

18,705

209

5

3.621

-0.576

87

10

3.656

-0.452

Citi

10

2.946

18,092

132

8

3.327

-0.381

120

13

2.652

0.501

Credit Suisse

11

2.761

16,957

54

20

1.558

1.203

99

17

2.356

0.233

Deutsche Bank

12

2.667

16,383

132

7

3.341

-0.674

11,808

60

14

2.532

0.029

Goldman Sachs

13

2.615

16,063

64

21

1.503

1.112

11,077

45

28

1.142

1.260

MUFG Securities

14

2.522

15,488

106

17

2.336

0.186

2.297

10,594

20

18

2.105

0.192

Barclays

15

2.415

14,834

137

3

4.233

-1.818

16

2.178

10,044

49

19

2.046

0.132

RBS

16

2.308

14,174

134

9

3.299

-0.991

17

2.092

9,648

40

21

1.747

0.345

Natixis

17

2.245

13,786

155

19

1.861

0.384

RBS

18

1.839

8,482

68

6

3.868

-2.029

Banco Santander

18

2.111

12,968

163

11

2.891

-0.780

Nordea

19

1.649

7,602

62

25

1.418

0.231

Mizuho Financial

19

1.938

11,903

92

18

2.168

-0.230

Mizuho Financial

20

1.551

7,152

50

22

1.671

-0.120

Intesa Sanpaolo

20

1.498

9,199

90

22

1.419

0.079

100%

461,137

875

100%

614,181

1,206

TOTAL

100%

Firm

TOTAL

100%

EMEA Loans (Administrative Agent) 1st 3Q 2016 Firm

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

HSBC

1

6.375

35,295

38

4

5.819

0.556

UniCredit

2

6.064

33,572

86

8

3.988

2.076

Barclays

3

5.864

32,462

27

2

6.755

-0.891

BNP Paribas

4

5.270

29,174

65

7

4.083

1.187

Deutsche Bank

5

5.101

28,242

37

5

5.330

-0.229

ING Groep

6

4.654

25,763

67

6

4.139

0.515

JP Morgan

7

3.870

21,422

21

14

2.628

1.242

Commerzbank

8

3.779

20,920

49

10

3.246

0.533

Citi

9

3.630

20,098

27

1

7.384

-3.754

Nordea

10

3.250

17,992

40

15

2.526

0.724

Mizuho Financial

11

3.162

17,507

11

37

0.574

2.588

Bank of America Merrill Lynch

12

3.145

17,410

22

17

2.137

1.008

RBS

13

3.012

16,672

34

3

6.346

-3.334

Credit Agricole CIB

14

2.967

16,425

43

9

3.495

-0.528

Natixis

15

2.274

12,586

38

22

1.419

0.855

MUFG Securities

16

1.990

11,014

15

13

2.789

-0.799

Societe Generale

17

1.982

10,974

30

12

3.080

-1.098

Banco Bilbao Vizcaya Argentaria

18

1.940

10,741

33

23

1.288

0.652

SEB

19

1.850

10,239

18

26

1.041

0.809

Lloyds Bank

20

1.836

10,162

35

11

3.242

-1.406

100%

553,600

1,185

TOTAL

Bloomberg League Table Reports

100%

Page 16

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

EMEA Leveraged Loans (Bookrunner) 1st 3Q 2016 Firm

EMEA Leveraged Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

UniCredit

1

12.211

9,198

41

6

5.305

6.906

HSBC

2

10.007

7,538

30

5

7.141

Credit Suisse

3

9.201

6,931

24

10

Rabobank

4

7.994

6,022

11

BNP Paribas

5

6.247

4,706

JP Morgan

6

5.094

3,837

Deutsche Bank

7

4.182

Goldman Sachs

8

ING Groep Credit Agricole CIB Bank of America Merrill Lynch Societe Generale

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

BNP Paribas

1

6.538

5,153

55

5

6.233

0.305

2.866

UniCredit

2

6.081

4,793

47

8

4.150

1.931

3.477

5.724

ING Groep

3

5.675

4,473

49

14

2.441

3.234

25

0.997

6.997

HSBC

4

5.020

3,957

41

3

6.443

-1.423

44

3

8.048

-1.801

JP Morgan

5

4.793

3,778

21

4

6.341

-1.548

21

4

7.497

-2.403

Credit Agricole CIB

6

4.497

3,545

46

6

4.940

-0.443

3,150

23

2

8.508

-4.326

Credit Suisse

7

4.164

3,282

25

10

3.298

0.866

3.616

2,724

23

1

9.112

-5.496

Deutsche Bank

8

3.872

3,052

27

2

6.725

-2.853

9

3.588

2,703

27

12

2.675

0.913

Rabobank

9

3.295

2,597

17

26

1.043

2.252

10

3.347

2,521

29

8

4.810

-1.463

Goldman Sachs

10

3.258

2,568

25

1

7.675

-4.417

11

2.598

1,957

16

9

4.039

-1.441

Bank of America Merrill Lynch

11

2.600

2,049

17

9

3.579

-0.979

12

2.475

1,864

21

13

2.621

-0.146

Societe Generale

12

2.572

2,027

39

11

2.828

-0.256

UBS

13

2.459

1,852

11

29

0.666

1.793

Commerzbank

13

2.425

1,911

15

21

1.334

1.091

Natixis

14

2.237

1,685

18

11

3.351

-1.114

UBS

14

2.307

1,818

12

27

0.927

1.380

Barclays

15

2.228

1,679

15

7

5.234

-3.006

Banco Santander

15

2.137

1,685

18

24

1.157

0.980

Morgan Stanley

16

2.106

1,587

13

16

2.031

0.075

Barclays

16

2.096

1,652

15

7

4.898

-2.802

Citi

17

1.983

1,494

13

17

1.958

0.025

Morgan Stanley

17

2.014

1,587

14

16

1.872

0.142

RBS

18

1.477

1,113

8

14

2.537

-1.060

MUFG Securities

18

1.995

1,572

5

60

0.168

1.827

Nomura

19

1.433

1,079

8

18

1.786

-0.353

Scotiabank

19

1.984

1,563

4

23

1.265

0.719

Bank of Ireland

20

1.404

1,057

14

26

0.929

0.475

Intesa Sanpaolo

20

1.982

1,562

10

25

1.137

0.845

100%

75,328

163

100%

78,819

195

TOTAL

100%

Firm

TOTAL

EMEA Sponsor-led Leveraged Loans (Bookrunner) 1st 3Q 2016 Firm

100%

EMEA Sponsor-led Leveraged Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

UniCredit

1

9.723

4,564

39

4

7.048

2.675

BNP Paribas

2

9.328

4,378

42

5

6.854

Deutsche Bank

3

5.779

2,713

21

1

HSBC

4

4.944

2,321

23

Goldman Sachs

5

4.802

2,254

Credit Agricole CIB

6

4.785

2,246

ING Groep

7

4.593

JP Morgan

8

Societe Generale

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

BNP Paribas

1

7.088

3,570

51

6

5.205

1.883

2.474

UniCredit

2

7.068

3,560

44

5

5.308

1.760

9.052

-3.273

ING Groep

3

5.608

2,824

45

12

2.987

2.621

7

4.558

0.386

Deutsche Bank

4

5.168

2,603

24

1

6.798

-1.630

20

3

7.431

-2.629

Credit Agricole CIB

5

4.545

2,289

44

4

5.895

-1.350

28

6

5.462

-0.677

HSBC

6

4.316

2,173

32

7

4.397

-0.081

2,156

24

11

3.025

1.568

Goldman Sachs

7

4.270

2,150

22

3

6.115

-1.845

4.336

2,035

11

2

8.186

-3.850

Societe Generale

8

4.025

2,027

39

11

3.173

0.852

9

3.971

1,864

21

14

2.625

1.346

JP Morgan

9

3.941

1,985

11

2

6.718

-2.777

UBS

10

3.946

1,852

11

29

0.675

3.271

UBS

10

3.610

1,818

12

32

0.721

2.889

Natixis

11

3.590

1,685

18

9

4.166

-0.576

Credit Suisse

11

2.999

1,510

18

14

2.404

0.595

Credit Suisse

12

3.415

1,603

17

13

2.681

0.734

Natixis

12

2.689

1,354

22

10

3.290

-0.601

Citi

13

2.784

1,307

11

17

2.294

0.490

Bank of America Merrill Lynch

13

2.561

1,290

10

16

2.034

0.527

Bank of America Merrill Lynch

14

2.626

1,233

10

15

2.478

0.148

Nomura

14

2.367

1,192

9

19

1.644

0.723

Barclays

15

2.322

1,090

11

8

4.508

-2.186

Barclays

15

2.199

1,108

11

8

3.958

-1.759

Morgan Stanley

16

2.309

1,084

10

16

2.335

-0.026

Morgan Stanley

16

2.154

1,085

11

15

2.093

0.061

Nomura

17

2.299

1,079

8

18

1.939

0.360

Citi

17

2.072

1,044

13

17

1.970

0.102

Bank of Ireland

18

2.253

1,057

14

24

1.274

0.979

Bank of Ireland

18

2.022

1,018

16

25

1.231

0.791

RBS

19

2.096

984

7

10

3.151

-1.055

Rabobank

19

2.005

1,010

13

24

1.312

0.693

Nordea

20

2.035

955

9

28

0.795

1.240

Mizuho Financial

20

1.956

985

15

18

1.915

0.041

100%

46,939

144

100%

50,360

174

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 17

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

EMEA Investment Grade Loans (Bookrunner) 1st 3Q 2016 Firm

EMEA Investment Grade Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Barclays

1

9.978

13,320

27

7

4.754

5.224

JP Morgan

2

9.438

12,599

24

20

2.260

BNP Paribas

3

8.955

11,955

37

1

Morgan Stanley

4

6.540

8,731

5

Citi

5

5.899

7,875

Deutsche Bank

6

5.890

Commerzbank

7

UniCredit

8

HSBC

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

HSBC

1

8.362

17,223

57

3

5.715

2.647

7.178

Bank of America Merrill Lynch

2

7.839

16,145

39

6

3.935

3.904

8.381

0.574

JP Morgan

3

7.561

15,574

42

18

2.778

4.783

8

4.163

2.377

Goldman Sachs

4

5.986

12,330

25

28

0.850

5.136

37

2

6.346

-0.447

Credit Suisse

5

5.890

12,130

10

19

2.624

3.266

7,864

24

6

4.767

1.123

Citi

6

4.798

9,881

55

1

6.383

-1.585

4.094

5,466

29

16

2.974

1.120

BNP Paribas

7

3.630

7,477

58

2

6.256

-2.626

3.865

5,160

27

17

2.814

1.051

Deutsche Bank

8

3.612

7,438

35

5

3.979

-0.367

9

3.593

4,796

37

3

5.400

-1.807

Barclays

9

3.596

7,406

42

4

5.033

-1.437

ING Groep

10

3.046

4,067

32

18

2.763

0.283

Commerzbank

10

3.308

6,812

37

11

3.712

-0.404

Societe Generale

11

2.916

3,892

27

13

3.471

-0.555

MUFG Securities

11

3.086

6,355

39

12

3.598

-0.512

Mizuho Financial

12

2.840

3,791

28

11

3.518

-0.678

RBS

12

2.830

5,828

41

10

3.718

-0.888

Bank of America Merrill Lynch

13

2.761

3,685

19

9

3.881

-1.120

ING Groep

13

2.825

5,818

48

14

3.399

-0.574

Credit Agricole CIB

14

2.546

3,399

19

19

2.602

-0.056

Mizuho Financial

14

2.756

5,676

43

9

3.728

-0.972

MUFG Securities

15

2.476

3,306

22

12

3.479

-1.003

Societe Generale

15

2.684

5,528

43

8

3.732

-1.048

RBS

16

2.290

3,058

25

5

5.142

-2.852

Banco Santander

16

2.482

5,112

27

13

3.547

-1.065

Norddeutsche Landesbank GZ

17

1.863

2,487

1

-

-

-

UniCredit

17

2.295

4,726

38

15

2.949

-0.654

Banco Santander

18

1.453

1,939

13

4

5.244

-3.791

Credit Agricole CIB

18

1.958

4,033

28

17

2.854

-0.896

Intesa Sanpaolo

19

1.271

1,696

14

25

1.069

0.202

Sumitomo Mitsui Financial

19

1.595

3,284

19

7

3.868

-2.273

Sumitomo Mitsui Financial

20

1.189

1,588

10

15

2.978

-1.789

Lloyds Bank

20

1.425

2,935

18

21

1.921

-0.496

100%

133,498

89

100%

205,961

119

TOTAL

100%

Firm

TOTAL

Western Europe Loans (Bookrunner) 1st 3Q 2016 Firm

100%

Western Europe Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

BNP Paribas

1

7.045

28,522

182

2

6.749

0.296

JP Morgan

2

6.456

26,137

71

9

3.993

UniCredit

3

6.332

25,635

151

7

HSBC

4

5.289

21,414

134

Barclays

5

4.396

17,800

68

ING Groep

6

4.268

17,280

Credit Agricole CIB

7

4.165

Deutsche Bank

8

Commerzbank Societe Generale Citi

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

HSBC

1

5.987

32,200

237

1

5.897

0.090

2.463

JP Morgan

2

5.479

29,471

105

15

2.558

2.921

4.011

2.321

BNP Paribas

3

4.766

25,633

282

2

5.457

-0.691

1

7.029

-1.740

Bank of America Merrill Lynch

4

4.474

24,062

94

14

2.863

1.611

5

4.195

0.201

ING Groep

5

4.028

21,662

240

5

3.908

0.120

141

8

3.999

0.269

UniCredit

6

3.796

20,417

215

10

3.371

0.425

16,861

122

4

4.396

-0.231

Commerzbank

7

3.477

18,702

176

13

3.094

0.383

3.804

15,400

87

3

4.693

-0.889

Credit Agricole CIB

8

3.218

17,310

193

4

3.981

-0.763

9

3.540

14,333

117

13

2.860

0.680

Societe Generale

9

3.204

17,234

188

7

3.673

-0.469

10

3.528

14,283

108

12

3.499

0.029

Citi

10

3.082

16,575

112

9

3.496

-0.414

11

3.290

13,318

78

10

3.810

-0.520

Credit Suisse

11

3.075

16,541

52

20

1.741

1.334

Bank of America Merrill Lynch

12

2.888

11,691

59

14

2.752

0.136

Goldman Sachs

12

2.968

15,963

62

21

1.688

1.280

Natixis

13

2.864

11,597

97

17

2.458

0.406

Deutsche Bank

13

2.961

15,925

128

8

3.620

-0.659

Rabobank

14

2.702

10,940

43

27

1.246

1.456

Barclays

14

2.639

14,191

130

3

4.517

-1.878

Morgan Stanley

15

2.617

10,594

20

18

2.298

0.319

RBS

15

2.635

14,174

134

6

3.720

-1.085

Credit Suisse

16

2.323

9,404

39

20

1.907

0.416

Natixis

16

2.473

13,303

152

19

1.969

0.504

RBS

17

2.095

8,482

68

6

4.171

-2.076

MUFG Securities

17

2.430

13,070

98

17

2.372

0.058

Nordea

18

1.844

7,464

60

24

1.478

0.366

Banco Santander

18

2.382

12,811

157

12

3.133

-0.751

Banco Santander

19

1.709

6,918

68

11

3.561

-1.852

Mizuho Financial

19

1.816

9,766

85

18

2.273

-0.457

MUFG Securities

20

1.693

6,854

44

21

1.907

-0.214

Lloyds Bank

20

1.607

8,641

92

11

3.170

-1.563

100%

404,866

755

100%

537,850

1,031

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 18

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Nordic Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

Nordic Borrower Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Nordea

1

18.489

5,996

45

1

17.658

0.831

Danske Bank

2

12.595

4,085

35

4

5.808

SEB

3

11.871

3,850

26

3

DNB ASA

4

10.209

3,311

31

Svenska Handelsbanken

5

4.420

1,433

BNP Paribas

6

3.822

1,239

Citi

7

3.748

Swedbank

8

OP Cooperative

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Nordea

1

15.445

6,062

69

1

14.995

0.450

6.787

Danske Bank

2

11.133

4,370

52

4

7.684

3.449

6.164

5.707

SEB

3

10.792

4,236

52

3

8.808

1.984

2

16.749

-6.540

DNB ASA

4

7.207

2,828

43

2

12.209

-5.002

13

7

2.932

1.488

Svenska Handelsbanken

5

5.966

2,342

25

9

3.097

2.869

9

11

2.547

1.275

Swedbank

6

5.231

2,053

31

5

4.985

0.246

1,216

10

17

1.742

2.006

OP Cooperative

7

4.780

1,876

20

6

3.462

1.318

3.597

1,166

15

12

2.393

1.204

BNP Paribas

8

3.280

1,287

17

13

2.395

0.885

9

3.295

1,069

13

9

2.719

0.576

RBS

9

3.159

1,240

14

7

3.222

-0.063

ING Groep

10

3.082

999

12

10

2.595

0.487

ING Groep

10

3.058

1,200

19

10

3.070

-0.012

RBS

11

2.314

750

7

5

3.482

-1.168

Citi

11

2.581

1,013

12

14

1.750

0.831

HSBC

12

2.285

741

7

13

2.349

-0.064

HSBC

12

2.135

838

11

8

3.199

-1.064

Deutsche Bank

13

2.212

718

8

6

3.455

-1.243

Deutsche Bank

13

1.788

702

9

12

2.872

-1.084

MUFG Securities

14

1.661

539

5

43

0.267

1.394

MUFG Securities

14

1.706

669

8

27

0.796

0.910

Morgan Stanley

15

1.510

490

3

27

0.783

0.727

Morgan Stanley

15

1.430

561

4

36

0.507

0.923

Mizuho Financial

16

1.289

418

4

16

1.920

-0.631

Mizuho Financial

16

1.366

536

5

18

1.168

0.198

Credit Agricole CIB

17

1.279

415

5

8

2.886

-1.607

Credit Agricole CIB

17

1.305

512

9

11

2.936

-1.631

Nykredit Bank A/S

18

1.259

408

4

-

-

-

Commerzbank

18

1.279

502

4

25

0.846

0.433

Goldman Sachs

19

1.140

370

4

15

2.095

-0.955

Nykredit Bank A/S

19

1.147

450

5

41

0.365

0.782

ABN Amro Bank NV

20

1.096

355

4

20

1.504

-0.408

JP Morgan

20

1.048

411

5

23

0.872

0.176

100%

32,431

76

100%

39,248

102

TOTAL

100%

Firm

TOTAL

Benelux Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

100%

Benelux Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Rabobank

1

11.291

8,391

23

5

4.496

6.795

Deutsche Bank

2

9.208

6,843

21

3

7.342

UniCredit

3

8.561

6,363

9

16

HSBC

4

8.299

6,168

13

Credit Suisse

5

7.627

5,668

ING Groep

6

6.961

BNP Paribas

7

ABN Amro Bank NV

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Deutsche Bank

1

8.351

6,813

27

2

6.302

2.049

1.866

ING Groep

2

8.167

6,663

59

3

6.282

1.885

2.430

6.131

Rabobank

3

5.703

4,653

34

5

3.982

1.721

15

2.802

5.497

BNP Paribas

4

5.624

4,588

39

4

5.275

0.349

8

6

4.260

3.367

MUFG Securities

5

4.046

3,301

15

15

2.505

1.541

5,173

38

2

7.934

-0.973

ABN Amro Bank NV

6

3.919

3,197

35

16

2.414

1.505

4.614

3,429

26

4

4.581

0.033

HSBC

7

3.541

2,889

21

11

3.479

0.062

8

3.838

2,853

19

7

4.022

-0.184

UniCredit

8

3.471

2,832

17

21

1.788

1.683

JP Morgan

9

3.368

2,503

14

1

9.387

-6.019

JP Morgan

9

3.403

2,776

20

1

7.400

-3.997

Societe Generale

10

3.077

2,287

9

10

3.791

-0.714

Societe Generale

10

3.006

2,452

16

8

3.825

-0.819

Natixis

11

2.672

1,986

7

32

0.520

2.152

Credit Suisse

11

2.801

2,285

9

17

2.285

0.516

MUFG Securities

12

2.584

1,921

7

21

1.685

0.899

Credit Agricole CIB

12

2.767

2,257

17

13

3.370

-0.603

Morgan Stanley

13

2.286

1,699

8

8

3.959

-1.673

Natixis

13

2.734

2,231

14

33

0.659

2.075

RBS

14

2.187

1,625

8

13

3.340

-1.153

Commerzbank

14

2.554

2,084

13

24

1.603

0.951

Goldman Sachs

15

2.094

1,556

10

14

3.004

-0.910

Morgan Stanley

15

2.226

1,816

10

18

2.045

0.181

Credit Agricole CIB

16

1.771

1,316

8

20

1.816

-0.045

Scotiabank

16

2.196

1,791

7

45

0.277

1.919

DNB ASA

17

1.706

1,268

6

31

0.660

1.046

DBS Group

17

2.163

1,765

4

37

0.542

1.621

Lloyds Bank

18

1.705

1,267

6

28

0.937

0.768

RBS

18

2.014

1,643

13

12

3.475

-1.461

Citi

19

1.478

1,098

7

17

2.320

-0.842

Goldman Sachs

19

1.811

1,478

12

14

2.652

-0.841

Bank of America Merrill Lynch

20

1.452

1,079

9

12

3.454

-2.002

Mizuho Financial

20

1.583

1,292

9

6

3.909

-2.326

100%

74,321

89

100%

81,586

111

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 19

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Central & Eastern European Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

Central & Eastern European Borrower Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

UniCredit

1

13.218

3,424

30

2

6.500

6.718

Societe Generale

2

8.962

2,322

18

3

6.007

ING Groep

3

8.221

2,130

21

1

HSBC

4

5.731

1,485

16

MUFG Securities

5

4.592

1,190

Citi

6

4.232

Bank of China

7

Mizuho Financial

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

UniCredit

1

9.492

3,710

45

2

5.701

3.791

2.955

ING Groep

2

7.095

2,773

42

1

6.665

0.430

8.752

-0.531

Societe Generale

3

5.857

2,289

32

3

5.044

0.813

6

3.100

2.631

HSBC

4

4.642

1,814

24

10

2.772

1.870

8

5

4.239

0.353

Citi

5

3.968

1,551

26

7

3.279

0.689

1,096

14

23

1.951

2.281

Bank of China

6

3.328

1,301

8

15

2.075

1.253

3.555

921

4

25

1.876

1.679

Intesa Sanpaolo

7

3.283

1,283

15

26

1.548

1.735

8

3.493

905

9

15

2.263

1.230

JP Morgan

8

3.190

1,247

11

19

1.883

1.307

Intesa Sanpaolo

9

3.154

817

4

24

1.931

1.223

Commerzbank

9

2.973

1,162

20

11

2.433

0.540

Commerzbank

10

3.075

797

14

14

2.304

0.771

Mizuho Financial

10

2.972

1,161

14

18

1.885

1.087

Standard Chartered Bank

11

2.668

691

12

8

3.001

-0.333

Sumitomo Mitsui Financial

11

2.882

1,126

11

21

1.831

1.051

Sumitomo Mitsui Financial

12

2.601

674

5

28

1.494

1.107

MUFG Securities

12

2.714

1,061

13

12

2.349

0.365

Bank of America Merrill Lynch

13

2.387

618

9

4

4.408

-2.021

Standard Chartered Bank

13

2.605

1,018

19

17

1.958

0.647

Alfa Bank

14

2.342

607

5

41

0.581

1.761

Bank of America Merrill Lynch

14

2.378

929

13

16

1.990

0.388

Deutsche Bank

15

2.243

581

6

29

1.458

0.785

BNP Paribas

15

2.264

885

16

4

3.837

-1.573

BNP Paribas

16

2.087

541

7

10

2.734

-0.647

Turkiye Garanti Bankasi AS

16

2.258

883

7

6

3.398

-1.140

Sberbank CIB CJSC

17

2.044

529

4

34

0.964

1.080

Turkiye IS Bankasi

17

2.134

834

5

5

3.639

-1.505

JP Morgan

18

2.001

518

5

13

2.442

-0.441

Natixis

18

1.991

778

9

22

1.829

0.162

Natixis

19

1.994

516

5

11

2.649

-0.655

Wells Fargo

19

1.815

709

12

25

1.572

0.243

Wells Fargo

20

1.894

491

8

16

2.243

-0.349

Deutsche Bank

20

1.752

685

8

8

2.911

-1.159

100%

25,906

56

100%

39,085

96

TOTAL

100%

Firm

TOTAL

Russia & CIS Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

100%

Russia & CIS Borrower Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Societe Generale

1

13.982

1,551

8

5

10.897

3.085

UniCredit

2

12.830

1,424

10

1

14.398

ING Groep

3

10.327

1,146

7

2

Alfa Bank

4

6.089

676

5

12

Intesa Sanpaolo

5

5.551

616

3

Sberbank CIB CJSC

6

5.339

592

4

Natixis

7

4.576

508

Bank of China

8

4.537

503

HSBC

8

4.537

Sumitomo Mitsui Financial

8

4.537

Mizuho Financial

8

Citi

12

Deutsche Bank

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

UniCredit

1

9.565

1,171

10

4

6.588

2.977

-1.568

ING Groep

2

9.135

1,118

9

1

10.378

-1.243

14.368

-4.041

Societe Generale

3

8.456

1,035

9

2

7.761

0.695

3.502

2.587

Bank of China

4

7.824

958

5

7

4.220

3.604

-

-

-

Intesa Sanpaolo

5

6.100

747

5

27

0.728

5.372

10

3.563

1.776

Natixis

6

5.485

672

6

3

7.418

-1.933

4

3

14.104

-9.528

Industrial & Comm Bank of China

7

4.557

558

3

27

0.728

3.829

2

10

3.563

0.974

Sberbank CIB CJSC

8

3.941

482

4

6

4.675

-0.734

503

2

-

-

-

HSBC

9

3.793

464

2

-

-

-

503

2

-

-

-

MUFG Securities

9

3.793

464

2

21

1.963

1.830

4.537

503

2

-

-

-

Sumitomo Mitsui Financial

9

3.793

464

2

9

4.085

-0.292

2.833

314

2

14

1.214

1.619

Mizuho Financial

9

3.793

464

2

19

2.251

1.542

13

2.458

273

1

-

-

-

Credit Agricole CIB

13

3.384

414

3

31

0.566

2.818

JP Morgan

13

2.458

273

1

-

-

-

Kreditanstalt fuer Wiederaufbau

14

3.099

379

4

-

-

-

Credit Agricole CIB

15

2.080

231

1

-

-

-

China Construction Bank

15

2.970

364

3

7

4.220

-1.250

Vitol SA

15

2.080

231

1

-

-

-

Vitol SA

16

2.567

314

2

-

-

-

Industrial & Comm Bank of China

15

2.080

231

1

-

-

-

Alfa Bank

17

2.431

298

5

22

1.278

1.153

ABN Amro Bank NV

15

2.080

231

1

-

-

-

Citi

18

2.382

292

2

14

3.422

-1.040

MUFG Securities

15

2.080

231

1

-

-

-

Deutsche Bank

19

2.042

250

1

17

2.591

-0.549

Nordea

20

1.389

154

2

7

5.077

-3.688

JP Morgan

19

2.042

250

1

34

0.163

1.879

100%

11,096

19

100%

12,242

21

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

Mkt Share Chg(%)

100%

Page 20

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

MENA Loans (Bookrunner)

MENA Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Deal Count

Prev Rank

MUFG Securities

1

6.982

3,601

5

11

3.011

3.971

HSBC

1

Prev Mkt Share(%)

Mkt Share Chg(%)

5.358

3,334

16

1

8.010

HSBC

2

6.934

3,577

10

1

7.394

-0.460

MUFG Securities

-2.652

2

4.155

2,586

9

17

2.027

National Bank of Kuwait

3

5.899

3,043

3

33

0.891

5.008

2.128

National Bank of Abu Dhabi

3

4.016

2,499

24

4

4.543

-0.527

Industrial & Comm Bank of China

4

5.132

2,647

2

-

-

-

JP Morgan

5

4.739

2,444

3

35

0.809

3.930

JP Morgan

4

3.629

2,258

6

28

1.274

2.355

Mizuho Financial

5

3.533

2,199

6

18

1.901

Bank of China

6

4.545

2,344

2

-

-

1.632

-

Credit Agricole CIB

6

3.458

2,152

8

58

0.321

Kuwait Finance House

7

4.220

2,177

3

-

3.137

-

-

BNP Paribas

7

3.033

1,887

6

29

1.233

National Bank of Abu Dhabi

8

3.812

1,966

16

1.800

5

5.325

-1.513

Industrial & Comm Bank of China

8

2.659

1,655

3

-

-

Banque Misr SAE

9

3.247

1,675

13

-

2

6.968

-3.721

Samba Capital

9

2.477

1,542

8

3

4.941

-2.464

Emirates NBD PJSC

10

3.150

1,624

Sumitomo Mitsui Financial

11

3.104

1,601

13

7

4.032

-0.882

National Commercial Bank

10

2.329

1,449

7

5

3.368

-1.039

4

16

2.202

0.902

Bank of China

11

2.320

1,444

2

-

-

Mizuho Financial

12

2.827

1,458

-

3

16

2.202

0.625

Emirates NBD PJSC

12

2.154

1,341

15

8

2.934

-0.780

Citi

13

2.636

Dubai Islamic Bank

14

2.576

1,359

5

22

1.741

0.895

Standard Chartered Bank

13

2.099

1,306

10

12

2.449

-0.350

1,328

10

8

3.651

-1.075

Kuwait Finance House

14

2.070

1,288

4

55

0.378

National Bank of Egypt

15

1.692

2.360

1,217

8

20

1.945

0.415

Banque Misr SAE

15

2.025

1,260

14

7

2.957

-0.932

Standard Chartered Bank Bank ABC

16

2.244

1,158

8

4

5.373

-3.129

Banque Saudi Fransi

16

2.002

1,246

7

26

1.327

0.675

17

2.097

1,082

13

9

3.638

-1.541

National Bank of Kuwait

17

1.962

1,221

3

50

0.529

1.433

Abu Dhabi Islamic Bank

18

2.000

1,031

6

29

1.095

0.905

Citi

18

1.866

1,161

9

23

1.756

0.110

National Commercial Bank

19

1.795

926

3

12

2.697

-0.902

Sumitomo Mitsui Financial

19

1.857

1,156

7

20

1.804

0.053

Gulf International Bank BSC

20

1.608

830

6

-

-

-

Al-Rajhi Banking & Investment Corp

20

1.803

1,122

4

72

0.176

1.627

100%

51,578

81

100%

62,232

103

100%

Rank Mkt Share(%)

1st 3Q 2015

Volume (USD Mln)

TOTAL

Firm

TOTAL

GCC Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

100%

GCC Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

HSBC

1

7.862

4,597

13

1

10.984

-3.122

MUFG Securities

2

6.159

3,601

5

3

5.790

JP Morgan

3

5.639

3,297

5

8

National Bank of Kuwait

4

5.203

3,043

3

Industrial & Comm Bank of China

5

4.709

2,753

Bank of China

6

4.694

National Bank of Abu Dhabi

7

Societe Generale

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

HSBC

1

5.872

4,569

21

1

10.004

-4.132

0.369

MUFG Securities

2

4.444

3,458

15

2

5.280

-0.836

3.860

1.779

JP Morgan

3

4.267

3,320

11

9

3.360

0.907

30

0.927

4.276

Credit Agricole CIB

4

4.015

3,124

14

42

0.522

3.493

3

-

-

-

National Bank of Abu Dhabi

5

3.999

3,111

25

7

3.612

0.387

2,744

3

18

2.456

2.238

Mizuho Financial

6

3.810

2,964

12

11

3.177

0.633

4.553

2,662

18

10

3.809

0.744

BNP Paribas

7

3.460

2,692

10

21

1.552

1.908

8

4.250

2,485

6

26

1.088

3.162

Sumitomo Mitsui Financial

8

3.328

2,589

15

3

5.057

-1.729

Sumitomo Mitsui Financial

9

4.197

2,454

6

2

7.790

-3.593

Industrial & Comm Bank of China

9

2.989

2,326

6

-

-

-

Citi

10

4.009

2,344

8

7

4.006

0.003

Citi

10

2.837

2,207

13

8

3.579

-0.742

Kuwait Finance House

11

3.723

2,177

3

-

-

-

Societe Generale

11

2.753

2,142

11

19

1.718

1.035

Mizuho Financial

12

3.120

1,824

5

11

3.675

-0.555

Standard Chartered Bank

12

2.459

1,913

14

6

4.157

-1.698

Credit Agricole CIB

13

2.959

1,730

5

-

-

-

Bank of China

13

2.430

1,891

4

20

1.702

0.728

Intesa Sanpaolo

14

2.926

1,711

6

-

-

-

Natixis

14

2.294

1,784

10

49

0.353

1.941

Standard Chartered Bank

15

2.846

1,664

10

4

5.519

-2.673

National Commercial Bank

15

2.258

1,757

8

10

3.357

-1.099

Emirates NBD PJSC

16

2.742

1,604

11

16

2.753

-0.011

Samba Capital

16

2.120

1,649

8

4

4.859

-2.739

Natixis

17

1.884

1,102

4

37

0.201

1.683

Banque Saudi Fransi

17

1.739

1,353

7

25

1.323

0.416

Bank ABC

18

1.737

1,015

11

12

2.863

-1.126

Intesa Sanpaolo

18

1.682

1,308

6

-

-

-

National Commercial Bank

19

1.584

926

3

13

2.806

-1.222

Emirates NBD PJSC

19

1.660

1,291

12

17

1.788

-0.128

Dubai Islamic Bank

20

19

2.395

-0.831

Kuwait Finance House

20

46

0.377

1.245

TOTAL

Bloomberg League Table Reports

1.564

915

7

100%

58,471

66

100%

Firm

TOTAL

1.622

1,262

3

100%

77,801

92

100%

Page 21

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

EMEA Islamic Financing (Bookrunner) 1st 3Q 2016 Firm

Rank Mkt Share(%)

EMEA Islamic Financing (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Kuwait Finance House

1

17.767

2,177

3

-

-

-

Dubai Islamic Bank

2

10.844

1,328

10

1

11.826

Abu Dhabi Islamic Bank

3

8.419

1,031

6

11

National Commercial Bank

4

7.558

926

3

3

Samba Capital

5

6.203

760

2

Al-Rajhi Banking & Investment Corp

5

6.203

760

Noor Bank

7

5.147

HSBC

8

4.329

Emirates NBD PJSC

9

Gulf International Bank BSC

Firm

Rank Mkt Share(%)

1st 3Q 2015

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

National Commercial Bank

1

7.948

1,515

7

3

7.897

0.051

-0.982

Samba Capital

2

7.251

1,382

6

2

9.412

-2.161

3.547

4.872

Kuwait Finance House

3

6.757

1,288

4

21

1.082

5.675

8.738

-1.180

Al-Rajhi Banking & Investment Corp

4

6.231

1,188

4

34

0.502

5.729

-

-

-

Banque Saudi Fransi

5

5.698

1,086

5

10

2.742

2.956

2

-

-

-

Dubai Islamic Bank

6

4.650

886

11

5

6.200

-1.550

631

7

2

11.778

-6.631

HSBC

7

4.356

830

8

1

13.639

-9.283

530

4

6

7.561

-3.232

Noor Bank

8

4.254

811

11

8

5.434

-1.180

3.693

452

4

10

4.322

-0.629

Abu Dhabi Islamic Bank

9

4.010

764

6

12

2.296

1.714

10

3.556

436

4

-

-

-

Alinma Bank

10

2.701

515

2

6

6.085

-3.384

Bank ABC

11

2.242

275

4

8

5.801

-3.559

Riyad Bank

11

2.436

464

2

4

7.406

-4.970

Riyad Bank

12

2.177

267

1

3

8.738

-6.561

Arab National Bank

12

2.246

428

2

20

1.118

1.128

Banque Saudi Fransi

12

2.177

267

1

-

-

-

Gulf International Bank BSC

13

2.112

403

4

19

1.156

0.956

Abu Dhabi Commercial Bank

14

2.091

256

2

20

0.586

1.505

Emirates NBD PJSC

14

1.798

343

5

9

3.123

-1.325

Abu Dhabi Islamic Bank/Egypt

15

2.085

255

1

16

1.857

0.228

Sharjah Islamic Bank

15

1.681

320

4

29

0.640

1.041

National Bank of Abu Dhabi

16

1.631

200

2

12

3.496

-1.865

Saudi Hollandi Bank

16

1.553

296

1

-

-

-

Credit Agricole CIB

17

1.537

188

2

-

-

-

National Bank of Abu Dhabi

17

1.524

290

5

14

2.203

-0.679

Standard Chartered Bank

17

1.537

188

2

14

2.284

-0.747

Sumitomo Mitsui Financial

18

1.512

288

3

-

-

-

Societe Generale

19

1.469

180

2

-

-

-

Export Development Canada

18

1.512

288

3

-

-

-

Ahli United Bank

20

1.385

170

2

-

-

-

MUFG Securities

18

1.512

288

3

-

-

-

100%

12,251

35

100%

19,059

42

TOTAL

100%

TOTAL

African Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

100%

African Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%)

1st 3Q 2016 Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

11.579

2,729

5

31

0.798

10.781

Bank of America Merrill Lynch

1

6.977

2,393

6

39

0.741

6.236

Standard Chartered Bank

2

10.115

2,384

11

1

12.576

-2.461

Standard Chartered Bank

2

5.682

1,949

15

2

7.552

-1.870

Banque Misr SAE

3

7.086

1,670

12

2

11.624

-4.538

JP Morgan

3

5.451

1,870

8

34

0.896

4.555

Citi

4

6.443

1,518

4

12

2.755

3.688

Barclays

4

5.020

1,722

7

4

5.564

-0.544

Barclays

5

6.308

1,487

2

5

4.717

1.591

Citi

5

4.364

1,497

7

16

1.897

2.467

National Bank of Egypt

6

5.166

1,217

8

11

2.881

2.285

Banque Misr SAE

6

3.659

1,255

13

5

5.052

-1.393

Standard Bank of South Africa

7

4.552

1,073

7

3

7.644

-3.092

MUFG Securities

7

3.425

1,175

7

29

1.066

2.359

JP Morgan

8

4.094

965

2

26

1.081

3.013

Standard Bank of South Africa

8

3.394

1,164

15

1

7.900

-4.506

FirstRand Ltd

9

3.741

882

5

4

5.517

-1.776

FirstRand Ltd

9

3.341

1,146

10

3

6.937

-3.596

Banque Du Caire SAE

10

2.646

624

2

24

1.315

1.331

Societe Generale

10

3.288

1,128

9

30

1.043

2.245

Arab African International Bank

11

2.437

574

4

7

3.521

-1.084

National Bank of Egypt

11

3.182

1,092

9

7

2.919

0.263

Housing & Development Bank

12

2.390

563

1

-

-

-

Banque Du Caire SAE

12

2.624

900

7

19

1.675

0.949

Mizuho Financial

13

2.354

555

3

22

1.446

0.908

UniCredit

13

2.527

867

6

23

1.421

1.106

MUFG Securities

14

2.346

553

3

35

0.587

1.759

Bank of China

14

2.492

855

6

44

0.614

1.878

UniCredit

15

1.793

422

3

14

2.368

-0.575

Nedbank Ltd

15

2.327

798

8

17

1.882

0.445

Qatar National Bank

16

1.724

406

4

18

1.792

-0.068

BNP Paribas

16

2.289

785

6

21

1.572

0.717

Industrial & Comm Bank of China

17

1.612

380

3

25

1.174

0.438

HSBC

17

2.063

708

6

8

2.671

-0.608

Nedbank Ltd

18

1.603

378

3

-

-

-

Credit Agricole CIB

18

2.007

688

5

32

0.989

1.018

Commercial International Bank of Egypt

19

1.558

367

3

10

2.925

-1.367

Housing & Development Bank

19

1.921

659

2

-

-

-

Natixis

20

1.476

348

3

6

4.631

-3.155

Sumitomo Mitsui Financial

20

1.857

637

3

6

2.943

-1.086

100%

23,565

51

100%

34,305

67

TOTAL

Bloomberg League Table Reports

100%

TOTAL

100%

Page 22

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Sub-Saharan Africa Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

Sub-Saharan Africa Borrower Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of America Merrill Lynch

1

15.946

2,729

5

22

1.171

14.775

Standard Chartered Bank

2

13.930

2,384

11

1

17.998

Citi

3

8.873

1,518

4

11

Barclays

4

8.688

1,487

2

4

Standard Bank of South Africa

5

6.269

1,073

7

JP Morgan

6

5.639

965

FirstRand Ltd

7

5.152

Mizuho Financial

8

MUFG Securities

9

UniCredit

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Bank of America Merrill Lynch

1

10.273

2,393

6

29

0.990

9.283

-4.068

Standard Chartered Bank

2

8.367

1,949

15

2

9.816

-1.449

2.695

6.178

Barclays

3

7.172

1,671

6

4

7.429

-0.257

6.919

1.769

JP Morgan

4

6.508

1,516

7

25

1.197

5.311

2

11.212

-4.943

Citi

5

6.426

1,497

7

17

1.640

4.786

2

18

1.585

4.054

MUFG Securities

6

5.043

1,175

7

20

1.423

3.620

882

5

3

8.092

-2.940

Standard Bank of South Africa

7

4.997

1,164

15

1

10.548

-5.551

3.242

555

3

15

2.121

1.121

FirstRand Ltd

8

4.919

1,146

10

3

9.263

-4.344

3.231

553

3

25

0.861

2.370

Bank of China

9

3.669

855

6

31

0.820

2.849

10

2.469

422

3

9

3.474

-1.005

Nedbank Ltd

10

3.427

798

8

11

2.513

0.914

Industrial & Comm Bank of China

11

2.220

380

3

17

1.722

0.498

BNP Paribas

11

3.371

785

6

18

1.473

1.898

Nedbank Ltd

12

2.208

378

3

-

-

-

Societe Generale

12

3.324

774

8

33

0.768

2.556

Natixis

13

2.033

348

3

5

6.793

-4.760

Sumitomo Mitsui Financial

13

2.735

637

3

5

3.930

-1.195

BNP Paribas

14

1.881

322

2

16

1.731

0.150

Mizuho Financial

14

1.758

410

3

10

2.718

-0.960

Societe Generale

15

1.858

318

3

-

-

-

Intesa Sanpaolo

15

1.627

379

3

45

0.392

1.235

BayernLB

16

1.577

270

2

36

0.162

1.415

UniCredit

16

1.600

373

4

14

1.898

-0.298

DZ Bank

17

1.565

268

2

-

-

-

HSBC

17

1.521

354

5

8

2.959

-1.438

Rabobank

18

1.315

225

1

-

-

-

Credit Agricole CIB

18

1.437

335

4

22

1.320

0.117

Deutsche Bank

18

1.315

225

1

7

4.375

-3.060

Natixis

19

1.376

321

5

7

3.123

-1.747

African Export-Import Bank

20

6

4.616

-3.447

Industrial & Comm Bank of China

20

24

1.198

0.115

TOTAL

1.169

200

1

100%

17,111

34

100%

Firm

TOTAL

Spain Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

1.313

306

3

100%

23,296

47

Mkt Share Chg(%)

100%

Spain Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Banco Santander

1

16.202

4,162

43

1

17.662

-1.460

Banco Bilbao Vizcaya Argentaria

2

14.960

3,843

36

2

10.223

La Caixa

3

11.651

2,993

34

3

ING Groep

4

5.859

1,505

9

Bankia

5

5.183

1,331

Banco Sabadell

6

4.434

Credit Agricole CIB

7

3.754

JP Morgan

8

Intesa Sanpaolo RBS HSBC

1st 3Q 2015

Rank

Mkt Share(%)

Volume (EUR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Banco Santander

1

10.825

3,817

93

1

10.964

-0.139

4.737

Banco Bilbao Vizcaya Argentaria

2

10.564

3,725

72

2

9.206

1.358

9.119

2.532

Bankia

3

8.286

2,922

57

6

5.033

3.253

7

4.038

1.821

La Caixa

4

8.244

2,907

76

3

7.630

0.614

16

5

4.468

0.715

Banco Sabadell

5

4.671

1,647

56

4

5.386

-0.715

1,139

20

6

4.210

0.224

BNP Paribas

6

4.128

1,456

19

11

3.159

0.969

964

6

4

4.945

-1.191

ING Groep

7

3.541

1,249

18

8

3.445

0.096

3.572

917

5

16

2.030

1.542

Credit Agricole CIB

8

3.258

1,149

17

5

5.198

-1.940

9

3.402

874

8

10

2.982

0.420

Barclays

9

2.976

1,049

14

7

3.804

-0.828

10

3.319

852

7

11

2.944

0.375

Societe Generale

10

2.883

1,017

17

10

3.192

-0.309

11

3.273

841

6

9

3.516

-0.243

Intesa Sanpaolo

11

2.824

996

13

15

2.137

0.687

Societe Generale

12

3.180

817

6

8

3.922

-0.742

HSBC

12

2.474

872

9

12

2.415

0.059

Barclays

13

2.436

626

7

15

2.142

0.294

RBS

13

2.428

856

10

13

2.292

0.136

BNP Paribas

14

2.008

516

5

12

2.858

-0.850

Banco Popular Espanol SA

14

2.417

852

33

9

3.422

-1.005

Goldman Sachs

15

1.863

478

2

18

1.658

0.205

JP Morgan

15

2.341

826

9

17

1.903

0.438

Commerzbank

16

1.632

419

5

33

0.320

1.312

Bankinter

16

1.951

688

21

18

1.860

0.091

Bank of America Merrill Lynch

17

1.404

361

4

25

1.060

0.344

Commerzbank

17

1.831

646

9

27

1.310

0.521

Mizuho Financial

18

1.392

358

4

23

1.243

0.149

Citi

18

1.709

603

7

28

1.149

0.560

MUFG Securities

19

1.308

336

2

17

1.825

-0.517

Deutsche Bank

19

1.706

602

7

22

1.557

0.149

UniCredit

20

0.974

250

3

24

1.233

-0.259

UniCredit

20

1.603

565

8

23

1.508

0.095

100%

25,685

87

100%

35,260

138

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 23

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

APAC ex-Japan Loans: Quarterly Volume

Asia Pacific ex-Japan Loans Review

Deal Count

Amount

160

USD Bln

400

100

200

50

QQ 3 3 2 200 1166

QQ 3 3 2 200 1155

QQ 3 3 2 200 1144

QQ 3 3 2 200 1133

QQ 3 3 2 200 1122

0 QQ 3 3 2 200 1111

0

Deal Count

1st 3Q 2016 total APAC ex-Japan Loans volume decreased 3.23% to USD 343.9 Bln while the total number of deals decreased 4.87% to 1,016 deals year-on-year. Bank of China ranked as the top APAC ex-Japan Loans bookrunner for 1st 3Q 2016 with 15.61% of credited market share. The bank acted as bookrunner in 168 deals over the period. China Development Bank and ANZ Banking Group ranked second and third with 4.95% and 4.32% of credited market share, respectively.

600

Quarters

APAC ex-Japan Loans (Bookrunner) 1st 3Q 2016 Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Bank of China

1

15.613

38,280

168

1

11.371

4.242

China Development Bank

2

4.950

12,137

9

57

0.273

4.677

ANZ Banking Group

3

4.317

10,585

66

4

4.999

-0.682

HSBC

4

3.906

9,578

47

5

4.212

-0.306

National Australia Bank Ltd

5

3.362

8,243

38

9

2.979

0.383

Standard Chartered Bank

6

3.151

7,726

66

6

4.034

-0.883

China Construction Bank

7

2.893

7,094

14

12

2.365

0.528

State Bank of India

8

2.492

6,110

17

2

6.092

-3.600

DBS Group

9

2.489

6,103

50

10

2.409

0.080

Commonwealth Bank Australia

10

2.406

5,900

29

11

2.398

0.008

100%

245,187

784

Consumer Discretionary 11% Utilities 7%

11%

Energy 6%

16% 14%

Others 15%

100%

APAC ex-Japan Loans: Bookrunner Rankings History

k

d

an

Lt

B

k

re d

an

rte

B

C ha

lia

ar d nd ta S

na C hi

tra

Thailand

us

Taiwan

03/16/2016

C

05/05/2016

3,547

B

2,100

Berli Jucker PCL

H S

Formosa Ha Tinh Cayman Ltd

2014

0

l A

South Korea

na

03/30/2016

io

1,131

N at

SeobuGwangyeok Railroad Co Ltd

p

Singapore

G ro u

Malaysia

06/08/2016

ng

03/16/2016

1,360

ki

1,365

Vitol Asia Pte Ltd

an

Axiata Group Bhd

2015

10

k

Indonesia

an

India

06/03/2016

t B

08/12/2016

3,421

N Z B

2,115

Bhimasena Power Indonesia PT

A

Bharat PetroResources Ltd

en

Hong Kong

m

China

02/25/2016

op

08/25/2016

5,019

el

12,700

China Cinda HK Holdings Co Ltd

na

CNAC Century HK Co Ltd

2016 20

C hi

Australia

of

Country

03/15/2016

D ev

Date

4,401

Market Share (%)

Volume (USD Mln)

NSW Electricity Networks Finance Pty Ltd

Bloomberg League Table Reports

Materials 14%

7%

APAC ex-Japan Loans: Largest Deals by Country of 1st 3Q 2016 Borrower

Industrials 16% 31%

6%

k

TOTAL

Financials 31% 15%

an

Rank Mkt Share(%)

B

Firm

APAC ex-Japan Loans: Industry Breakdown 1st 3Q 2015

Page 24

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Asia ex-Japan Loans (Bookrunner)

Asia ex-Japan Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

1st 3Q 2015

1st 3Q 2016

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Bank of China

1

18.636

38,280

168

1

13.325

5.311

Bank of China

1

15.211

43,352

222

1

11.287

3.924

China Development Bank

2

5.909

12,137

9

52

0.325

5.584

China Development Bank

2

4.722

13,457

13

19

1.536

3.186

Standard Chartered Bank

3

3.761

7,726

66

4

4.751

-0.990

DBS Group

3

3.914

11,154

110

6

3.274

0.640

China Construction Bank

4

3.453

7,094

14

8

2.821

0.632

Industrial & Comm Bank of China

4

3.537

10,081

57

5

3.576

-0.039

HSBC

5

3.329

6,838

37

5

3.794

-0.465

State Bank of India

5

3.305

9,420

33

2

7.276

-3.971

State Bank of India

6

2.974

6,110

17

2

7.267

-4.293

HSBC

6

2.836

8,083

79

4

3.964

-1.128

DBS Group

7

2.792

5,736

49

7

2.861

-0.069

Standard Chartered Bank

7

2.574

7,337

87

7

2.775

-0.201

China Merchants Bank

8

2.719

5,585

12

40

0.516

2.203

China Construction Bank

8

2.458

7,005

45

8

2.616

-0.158

China Citic Bank

9

2.310

4,744

17

26

1.097

1.213

MUFG Securities

9

2.339

6,667

53

13

1.976

0.363

Shanghai Pudong Development Bank Co Ltd

10

2.266

4,654

19

15

1.814

0.452

Sumitomo Mitsui Financial

10

2.231

6,359

66

11

2.258

-0.027

Axis Bank Ltd

11

2.024

4,158

34

10

2.254

-0.230

China Merchants Bank

11

2.228

6,349

35

35

0.785

1.443

BNP Paribas

12

1.968

4,042

25

25

1.104

0.864

Mizuho Financial

12

2.164

6,167

53

15

1.799

0.365

Mizuho Financial

13

1.963

4,032

27

16

1.799

0.164

China Citic Bank

13

2.098

5,980

40

32

0.826

1.272

MUFG Securities

14

1.768

3,631

19

14

1.930

-0.162

Shanghai Pudong Development Bank Co Ltd

14

1.971

5,618

34

9

2.469

-0.498

Agricultural Bank of China Ltd

15

1.752

3,598

12

9

2.684

-0.932

Agricultural Bank of China Ltd

15

1.936

5,518

27

16

1.653

0.283

ANZ Banking Group

16

1.679

3,449

32

11

2.209

-0.530

BNP Paribas

16

1.702

4,850

42

20

1.219

0.483

Credit Agricole CIB

17

1.506

3,094

15

35

0.683

0.823

Korea Development Bank

17

1.647

4,693

39

10

2.284

-0.637

Industrial & Comm Bank of China

18

1.483

3,046

19

6

3.652

-2.169

Oversea-Chinese Banking Corp

18

1.638

4,669

45

12

2.014

-0.376

Credit Suisse

19

1.449

2,976

8

36

0.641

0.808

Axis Bank Ltd

19

1.583

4,510

40

17

1.575

0.008

Sumitomo Mitsui Financial

20

1.368

2,811

27

17

1.732

-0.364

Bank of Communications

20

1.499

4,271

27

28

0.930

0.569

100%

205,413

692

100%

284,997

857

TOTAL

100%

TOTAL

APAC ex-Japan G3 Currency Loans (Bookrunner) 1st 3Q 2016 Firm

100%

APAC ex-Japan G3 Currency Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

ANZ Banking Group

1

5.709

5,205

39

5

5.258

0.451

Bank of China

1

6.494

8,834

58

1

6.384

0.110

Bank of China

2

4.992

4,552

18

1

7.946

-2.954

DBS Group

2

5.577

7,586

79

8

3.438

2.139

DBS Group

3

4.967

4,529

38

8

3.973

0.994

MUFG Securities

3

3.841

5,226

43

6

3.459

0.382

National Australia Bank Ltd

4

4.283

3,905

13

18

1.349

2.934

Mizuho Financial

4

3.694

5,026

48

5

3.545

0.149

BNP Paribas

5

4.206

3,835

20

16

1.618

2.588

HSBC

5

3.469

4,719

48

3

4.820

-1.351

Standard Chartered Bank

6

4.174

3,805

34

2

7.854

-3.680

Industrial & Comm Bank of China

6

3.390

4,612

34

15

1.731

1.659

HSBC

7

3.399

3,099

25

4

5.859

-2.460

ANZ Banking Group

7

3.180

4,326

60

7

3.450

-0.270

Mizuho Financial

8

3.192

2,911

22

9

3.652

-0.460

Sumitomo Mitsui Financial

8

3.043

4,139

41

10

2.620

0.423

Deutsche Bank

9

3.037

2,769

15

6

4.808

-1.771

Standard Chartered Bank

9

3.008

4,092

52

4

4.558

-1.550

MUFG Securities

10

3.035

2,767

18

7

4.574

-1.539

BNP Paribas

10

2.840

3,863

31

12

1.937

0.903

Credit Suisse

11

3.011

2,745

8

11

2.064

0.947

State Bank of India

11

2.446

3,327

18

2

5.223

-2.777

Credit Agricole CIB

12

2.974

2,711

12

21

1.170

1.804

Citi

12

2.364

3,216

29

19

1.438

0.926

Natixis

13

2.636

2,403

7

29

0.893

1.743

Credit Agricole CIB

13

2.243

3,051

20

14

1.752

0.491

Industrial & Comm Bank of China

14

2.450

2,234

12

33

0.860

1.590

Natixis

14

1.984

2,699

15

33

0.882

1.102

Sumitomo Mitsui Financial

15

2.311

2,107

17

12

1.899

0.412

Rabobank

15

1.950

2,653

14

36

0.851

1.099

Citi

16

2.209

2,014

16

22

1.137

1.072

National Australia Bank Ltd

16

1.938

2,637

19

30

0.980

0.958

Shanghai Pudong Development Bank Co Ltd

17

2.065

1,883

3

42

0.613

1.452

China Construction Bank

17

1.893

2,576

27

26

1.144

0.749

ING Groep

18

2.040

1,860

18

15

1.620

0.420

Credit Suisse

18

1.815

2,469

11

31

0.966

0.849

China Citic Bank

19

1.979

1,805

4

50

0.369

1.610

Shanghai Pudong Development Bank Co Ltd

19

1.721

2,341

13

47

0.538

1.183

Industrial Bank Co Ltd

20

1.906

1,738

2

78

0.100

1.806

Bank of Communications

20

1.626

2,213

16

39

0.743

0.883

100%

91,177

227

100%

136,037

303

TOTAL

Bloomberg League Table Reports

100%

TOTAL

100%

Page 25

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

APAC ex-Japan Loans (Bookrunner)

APAC ex-Japan Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

1st 3Q 2015

1st 3Q 2016

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Bank of China

1

15.613

38,280

168

1

11.371

4.242

Bank of China

1

13.322

45,264

242

1

9.250

4.072

China Development Bank

2

4.950

12,137

9

57

0.273

4.677

China Development Bank

2

3.977

13,512

14

22

1.214

2.763

ANZ Banking Group

3

4.317

10,585

66

4

4.999

-0.682

DBS Group

3

3.664

12,449

119

10

2.806

0.858

HSBC

4

3.906

9,578

47

5

4.212

-0.306

Industrial & Comm Bank of China

4

3.330

11,313

71

8

3.005

0.325

National Australia Bank Ltd

5

3.362

8,243

38

9

2.979

0.383

ANZ Banking Group

5

3.300

11,214

133

3

4.748

-1.448

Standard Chartered Bank

6

3.151

7,726

66

6

4.034

-0.883

HSBC

6

3.255

11,058

101

4

4.028

-0.773

China Construction Bank

7

2.893

7,094

14

12

2.365

0.528

State Bank of India

7

2.773

9,420

33

2

5.750

-2.977

State Bank of India

8

2.492

6,110

17

2

6.092

-3.600

MUFG Securities

8

2.497

8,483

73

12

2.302

0.195

DBS Group

9

2.489

6,103

50

10

2.409

0.080

National Australia Bank Ltd

9

2.324

7,897

79

7

3.120

-0.796

Commonwealth Bank Australia

10

2.406

5,900

29

11

2.398

0.008

China Construction Bank

10

2.304

7,829

50

15

2.109

0.195

Westpac Banking

11

2.342

5,743

34

7

3.597

-1.255

Commonwealth Bank Australia

11

2.247

7,633

71

9

2.879

-0.632

China Merchants Bank

12

2.278

5,585

12

45

0.433

1.845

Sumitomo Mitsui Financial

12

2.201

7,479

81

11

2.452

-0.251

BNP Paribas

13

2.195

5,382

29

29

0.936

1.259

Standard Chartered Bank

13

2.197

7,466

89

13

2.262

-0.065

Mizuho Financial

14

1.952

4,785

31

15

1.996

-0.044

Westpac Banking

14

2.136

7,257

76

5

3.523

-1.387

China Citic Bank

15

1.935

4,744

17

30

0.920

1.015

Mizuho Financial

15

2.134

7,251

67

14

2.118

0.016

Shanghai Pudong Development Bank Co Ltd

16

1.898

4,654

19

20

1.521

0.377

China Merchants Bank

16

1.869

6,349

35

40

0.620

1.249

MUFG Securities

17

1.813

4,446

24

13

2.305

-0.492

Agricultural Bank of China Ltd

17

1.804

6,131

29

20

1.373

0.431

Axis Bank Ltd

18

1.696

4,158

34

16

1.890

-0.194

China Citic Bank

18

1.760

5,980

40

37

0.653

1.107

Credit Suisse

19

1.557

3,817

10

38

0.666

0.891

BNP Paribas

19

1.654

5,619

50

24

1.171

0.483

Credit Agricole CIB

20

1.489

3,650

20

25

1.040

0.449

Shanghai Pudong Development Bank Co Ltd

20

1.653

5,618

34

16

1.951

-0.298

100%

245,187

784

100%

339,762

1,000

TOTAL

100%

TOTAL

ASEAN Loans (Bookrunner)

ASEAN Loans (Mandated Lead Arranger)

1st 3Q 2016 Firm

100%

1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%)

1st 3Q 2016 Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%)

Mkt Share Chg(%)

DBS Group

1

8.956

2,428

21

3

6.614

2.342

DBS Group

1

10.518

5,687

44

1

7.032

3.486

Standard Chartered Bank

2

6.857

1,859

16

1

12.491

-5.634

MUFG Securities

2

7.034

3,803

19

7

4.159

2.875

MUFG Securities

3

5.925

1,606

7

6

4.737

1.188

Oversea-Chinese Banking Corp

3

6.629

3,584

32

3

6.300

0.329

BNP Paribas

4

5.326

1,444

13

14

2.283

3.043

Sumitomo Mitsui Financial

4

5.469

2,957

25

5

5.167

0.302

Sumitomo Mitsui Financial

5

4.920

1,334

8

8

4.451

0.469

United Overseas Bank

5

4.596

2,485

23

6

4.163

0.433

HSBC

6

4.636

1,257

8

7

4.451

0.185

Mizuho Financial

6

3.905

2,111

16

11

2.752

1.153

Bank Negara Indonesia (Persero) Tbk PT

7

4.617

1,252

8

20

1.298

3.319

HSBC

7

3.483

1,883

18

8

3.464

0.019

ING Groep

8

3.757

1,019

12

15

2.275

1.482

Standard Chartered Bank

8

3.241

1,753

23

2

6.380

-3.139

Oversea-Chinese Banking Corp

9

3.639

987

10

2

7.052

-3.413

BNP Paribas

9

2.962

1,601

18

15

1.777

1.185

Bank of China

10

3.610

979

6

34

0.740

2.870

Bank of China

10

2.706

1,463

12

13

2.258

0.448

ANZ Banking Group

11

3.549

962

9

9

3.675

-0.126

Bank Negara Indonesia (Persero) Tbk PT

11

2.640

1,427

12

28

0.936

1.704

Mizuho Financial

12

2.909

789

5

17

2.154

0.755

Bank Rakyat Indonesia PT

12

2.193

1,186

10

61

0.260

1.933

Rabobank

13

2.539

688

8

42

0.420

2.119

Bank Mandiri

13

2.187

1,183

15

30

0.878

1.309

United Overseas Bank

14

2.473

671

8

10

3.413

-0.940

ANZ Banking Group

14

1.972

1,066

17

12

2.381

-0.409

Citi

15

2.233

605

4

60

0.058

2.175

CIMB

15

1.604

867

11

9

3.353

-1.749

CIMB

16

1.871

507

5

12

2.695

-0.824

Maybank

16

1.587

858

15

4

5.187

-3.600

Maybank

17

1.619

439

7

4

5.113

-3.494

Kasikornbank PCL

17

1.565

846

4

64

0.236

1.329

Societe Generale

18

1.355

367

4

30

0.873

0.482

Bangkok Bank PCL

18

1.546

836

5

37

0.599

0.947

Bangkok Bank PCL

19

1.353

367

2

24

1.081

0.272

Credit Agricole CIB

19

1.456

787

7

24

1.126

0.330

Credit Suisse

20

1.339

363

2

16

2.179

-0.840

ING Groep

20

1.407

761

17

10

3.318

-1.911

100%

27,113

73

100%

54,071

119

TOTAL

Bloomberg League Table Reports

100%

TOTAL

100%

Page 26

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Australia/New Zealand Loans (Bookrunner) 1st 3Q 2016 Firm

Australia/New Zealand Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

National Australia Bank Ltd

1

20.456

8,054

37

3

18.124

2.332

ANZ Banking Group

2

17.108

6,736

35

2

19.519

Commonwealth Bank Australia

3

13.922

5,481

26

4

Westpac Banking

4

13.086

5,153

28

HSBC

5

6.960

2,741

11

BNP Paribas

6

3.402

1,340

Credit Suisse

7

2.137

MUFG Securities

8

Mizuho Financial

9

Societe Generale

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

National Australia Bank Ltd

1

13.639

7,415

73

3

14.351

-0.712

-2.411

Commonwealth Bank Australia

2

12.986

7,060

63

4

12.735

0.251

13.904

0.018

ANZ Banking Group

3

12.790

6,953

77

1

16.778

-3.988

1

20.355

-7.269

Westpac Banking

4

11.809

6,420

65

2

15.363

-3.554

5

6.393

0.567

HSBC

5

5.472

2,975

24

5

4.275

1.197

4

25

0.064

3.338

Bank of China

6

3.518

1,913

22

12

1.574

1.944

841

2

15

0.797

1.340

MUFG Securities

7

3.341

1,816

22

6

3.536

-0.195

2.068

814

5

6

4.260

-2.192

DBS Group

8

2.382

1,295

10

14

1.045

1.337

1.913

753

4

7

3.026

-1.113

Industrial & Comm Bank of China

9

2.266

1,232

16

18

0.856

1.410

10

1.886

743

1

-

-

-

Credit Agricole CIB

10

2.086

1,134

11

10

1.673

0.413

Lloyds Bank

11

1.848

728

3

-

-

-

Sumitomo Mitsui Financial

11

2.060

1,120

15

8

3.189

-1.129

ING Groep

12

1.819

716

3

-

-

-

Mizuho Financial

12

1.993

1,083

15

7

3.327

-1.334

United Overseas Bank

13

1.672

658

6

-

-

-

Bank of Communications

13

1.775

965

6

29

0.534

1.241

Natixis

14

1.411

556

4

-

-

-

United Overseas Bank

14

1.549

842

10

11

1.628

-0.079

Credit Agricole CIB

15

1.411

555

5

8

2.897

-1.486

Scotiabank

15

1.544

840

8

9

1.827

-0.283

JP Morgan

16

1.350

531

2

-

-

-

China Construction Bank

16

1.514

823

6

42

0.200

1.314

DBS Group

17

0.931

367

1

25

0.064

0.867

BNP Paribas

17

1.415

769

9

15

0.994

0.421

RBC Capital Markets

17

0.931

367

1

-

-

-

Natixis

18

1.355

737

8

33

0.395

0.960

Scotiabank

17

0.931

367

1

10

1.650

-0.719

Societe Generale

19

1.337

727

5

32

0.401

0.936

Export Development Canada

17

0.931

367

1

-

-

-

JP Morgan

20

1.293

703

4

20

0.777

0.516

100%

39,373

94

100%

54,365

147

TOTAL

100%

Firm

TOTAL

Australian Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

100%

Australian Borrower Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (AUD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

ANZ Banking Group

1

16.721

7,153

28

2

14.923

1.798

Commonwealth Bank Australia

2

16.240

6,948

22

3

11.624

Westpac Banking

3

14.458

6,186

23

1

National Australia Bank Ltd

4

12.448

5,325

23

4

HSBC

5

6.311

2,700

9

BNP Paribas

6

4.144

1,773

Credit Suisse

7

2.617

MUFG Securities

8

Mizuho Financial

9

Lloyds Bank

1st 3Q 2015

Rank

Mkt Share(%)

Volume (AUD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Commonwealth Bank Australia

1

12.348

7,249

48

4

10.924

1.424

4.616

ANZ Banking Group

2

11.858

6,962

56

2

13.601

-1.743

18.752

-4.294

Westpac Banking

3

11.457

6,726

47

1

13.989

-2.532

11.465

0.983

National Australia Bank Ltd

4

10.896

6,397

48

3

12.084

-1.188

8

5.124

1.187

HSBC

5

4.282

2,514

16

8

3.493

0.789

4

-

-

-

Bank of China

6

3.881

2,278

19

9

2.647

1.234

1,119

2

-

-

-

MUFG Securities

7

3.626

2,129

19

5

5.836

-2.210

2.535

1,084

5

5

8.595

-6.060

Industrial & Comm Bank of China

8

2.934

1,723

15

15

1.243

1.691

2.353

1,007

4

6

7.332

-4.979

DBS Group

9

2.785

1,635

9

13

1.334

1.451

10

2.325

995

3

-

-

-

Credit Agricole CIB

10

2.482

1,457

10

11

1.791

0.691

Societe Generale

11

2.308

988

1

-

-

-

Sumitomo Mitsui Financial

11

2.418

1,420

14

7

4.630

-2.212

ING Groep

12

2.294

981

3

-

-

-

Mizuho Financial

12

2.253

1,323

14

6

5.687

-3.434

United Overseas Bank

13

1.802

771

4

-

-

-

Bank of Communications

13

2.046

1,201

5

27

0.541

1.505

Credit Agricole CIB

14

1.749

748

5

10

2.667

-0.918

Scotiabank

14

1.770

1,039

7

10

1.979

-0.209

JP Morgan

15

1.694

725

2

-

-

-

BNP Paribas

15

1.754

1,030

9

18

1.025

0.729

Natixis

16

1.603

686

3

-

-

-

United Overseas Bank

16

1.721

1,010

8

12

1.746

-0.025

DBS Group

17

1.149

492

1

-

-

-

China Construction Bank

17

1.682

988

4

43

0.217

1.465

RBC Capital Markets

17

1.149

492

1

-

-

-

Natixis

18

1.619

951

7

32

0.409

1.210

Scotiabank

17

1.149

492

1

12

1.900

-0.751

JP Morgan

19

1.504

883

3

24

0.703

0.801

Export Development Canada

17

1.149

492

1

-

-

-

Agricultural Bank of China Ltd

20

1.441

846

4

37

0.322

1.119

100%

42,782

67

100%

58,709

108

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

Mkt Share Chg(%)

100%

Page 27

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Chinese Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

Chinese Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank Mkt Share(%) Volume (CNY Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank Mkt Share(%) Volume (CNY Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Bank of China

1

36.181

218,877

151

1

32.631

3.550

Bank of China

1

34.461

227,471

166

1

29.560

4.901

China Development Bank

2

13.050

78,943

8

16

1.026

12.024

China Development Bank

2

10.123

66,823

9

6

3.478

6.645

China Merchants Bank

3

5.142

31,107

7

11

1.608

3.534

China Citic Bank

3

5.428

35,827

31

8

2.595

2.833

China Citic Bank

4

4.787

28,956

13

7

3.200

1.587

Shanghai Pudong Development Bank Co Ltd

4

4.900

32,345

28

3

8.382

-3.482

Shanghai Pudong Development Bank Co Ltd

5

4.511

27,290

17

5

5.741

-1.230

China Merchants Bank

5

4.621

30,503

21

9

1.830

2.791

Agricultural Bank of China Ltd

6

3.219

19,474

7

3

8.578

-5.359

Agricultural Bank of China Ltd

6

3.896

25,720

14

5

5.081

-1.185

HSBC

7

2.691

16,278

12

6

4.691

-2.000

BNP Paribas

7

1.795

11,846

7

24

0.725

1.070

Standard Chartered Bank

8

2.571

15,555

22

10

2.967

-0.396

Industrial Bank Co Ltd

8

1.733

11,442

5

60

0.093

1.640

BNP Paribas

9

2.082

12,594

4

26

0.478

1.604

Bank of Communications

9

1.726

11,392

13

11

1.605

0.121

Credit Suisse

10

1.985

12,009

2

20

0.751

1.234

DBS Group

10

1.724

11,380

22

12

1.419

0.305

Industrial Bank Co Ltd

11

1.911

11,563

2

-

-

-

Credit Suisse

11

1.720

11,352

3

28

0.493

1.227

Credit Agricole CIB

12

1.855

11,224

2

25

0.504

1.351

Industrial & Comm Bank of China

12

1.650

10,893

21

2

9.655

-8.005

Natixis

13

1.747

10,567

1

23

0.541

1.206

HSBC

13

1.608

10,612

20

7

3.289

-1.681

UniCredit

13

1.747

10,567

1

-

-

-

Credit Agricole CIB

14

1.581

10,439

4

19

1.043

0.538

Bank of Communications

15

1.746

10,562

5

27

0.434

1.312

Rabobank

15

1.518

10,022

3

50

0.161

1.357

China Construction Bank

16

1.505

9,102

7

2

8.676

-7.171

China Construction Bank

16

1.499

9,892

19

4

7.066

-5.567

ANZ Banking Group

17

1.409

8,526

8

8

3.118

-1.709

Natixis

17

1.423

9,392

1

22

0.745

0.678

Deutsche Bank

18

1.336

8,082

7

9

3.043

-1.707

UniCredit

17

1.423

9,392

1

61

0.093

1.330

DBS Group

19

1.172

7,089

10

14

1.285

-0.113

Standard Chartered Bank

19

1.368

9,027

23

10

1.657

-0.289

Industrial & Comm Bank of China

20

4

8.566

-7.430

Goldman Sachs

20

-

-

-

TOTAL

1.136

6,872

8

100%

604,949

244

100%

TOTAL

Hong Kong Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

1.121

7,399

4

100%

660,085

268

100%

Hong Kong Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank Mkt Share(%) Volume (HKD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank

Mkt Share(%)

Volume (HKD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

China Construction Bank

1

20.706

44,009

5

36

0.419

20.287

China Construction Bank

1

10.745

36,966

16

13

2.120

8.625

HSBC

2

11.871

25,230

12

1

14.602

-2.731

Bank of China

2

8.129

27,965

30

2

8.353

-0.224

Bank of China

3

7.419

15,768

8

3

8.090

-0.671

HSBC

3

8.073

27,775

31

1

14.538

-6.465

MUFG Securities

4

5.388

11,451

7

4

7.775

-2.387

China Development Bank

4

7.458

25,658

4

21

1.221

6.237

Mizuho Financial

5

4.511

9,588

5

6

4.965

-0.454

Industrial & Comm Bank of China

5

4.519

15,548

17

16

1.759

2.760

Standard Chartered Bank

6

3.719

7,904

9

2

11.545

-7.826

Citi

6

3.835

13,193

9

19

1.432

2.403

DBS Group

7

3.642

7,740

7

5

6.859

-3.217

Bank of Communications

7

3.816

13,127

9

14

2.061

1.755

Industrial & Comm Bank of China

8

3.188

6,775

6

19

1.182

2.006

DBS Group

8

3.801

13,078

20

3

5.848

-2.047

China Merchants Bank

9

2.989

6,353

4

-

-

-

Standard Chartered Bank

9

3.664

12,605

15

7

4.036

-0.372

Citi

10

2.485

5,281

3

15

1.598

0.887

Sumitomo Mitsui Financial

10

3.614

12,432

17

10

3.642

-0.028

Agricultural Bank of China Ltd

11

2.411

5,124

5

-

-

-

China Merchants Bank

11

3.434

11,815

10

23

1.024

2.410

Bank of Communications

12

2.312

4,913

3

8

3.858

-1.546

Agricultural Bank of China Ltd

12

3.115

10,718

8

50

0.280

2.835

Fubon Financial Holding Co Ltd

13

2.149

4,568

3

22

1.005

1.144

MUFG Securities

13

3.111

10,704

12

4

5.287

-2.176

Shanghai Pudong Development Bank Co Ltd

14

1.877

3,990

2

-

-

-

ANZ Banking Group

14

2.586

8,898

12

8

4.003

-1.417

Oversea-Chinese Banking Corp

15

2.233

7,681

11

6

4.077

-1.844

Sumitomo Mitsui Financial

15

1.728

3,672

4

12

2.638

-0.910

United Overseas Bank

16

2.023

6,960

13

5

4.622

-2.599

BNP Paribas

16

1.620

3,444

5

10

3.092

-1.472

Mizuho Financial

17

2.001

6,883

8

11

3.626

-1.625

ANZ Banking Group

17

1.310

2,783

3

9

3.331

-2.021

Bank of East Asia Ltd

18

1.897

6,527

12

24

0.938

0.959

Credit Agricole CIB

18

1.306

2,775

2

21

1.033

0.273

Credit Agricole CIB

19

1.501

5,165

8

17

1.618

-0.117

First Commercial Bank

19

1.186

2,520

2

-

-

-

BNP Paribas

20

12

2.644

-1.184

United Overseas Bank

20

1.170

2,486

4

11

3.062

-1.892

100%

212,536

42

TOTAL

Bloomberg League Table Reports

TOTAL

1.460

5,022

9

100%

344,033

76

100%

100%

Page 28

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Hong Kong/Macau Loans (Bookrunner) 1st 3Q 2016 Firm

Hong Kong/Macau Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

China Construction Bank

1

11.174

5,924

7

25

0.911

10.263

Industrial & Comm Bank of China

1

8.076

7,025

31

15

2.806

5.270

HSBC

2

8.113

4,301

19

1

12.183

-4.070

Bank of China

2

7.272

6,325

49

2

8.078

-0.806

Bank of China

3

5.922

3,139

15

2

9.473

-3.551

HSBC

3

6.449

5,610

49

1

11.745

-5.296

Standard Chartered Bank

4

5.235

2,775

21

3

8.105

-2.870

China Construction Bank

4

5.978

5,199

26

11

3.016

2.962

Credit Agricole CIB

5

4.805

2,547

8

20

1.179

3.626

China Development Bank

5

3.962

3,446

4

26

1.080

2.882

Mizuho Financial

6

4.307

2,283

12

9

4.127

0.180

Standard Chartered Bank

6

3.710

3,227

30

4

3.741

-0.031

Natixis

7

4.214

2,234

3

23

1.043

3.171

Bank of Communications

7

3.348

2,912

16

14

2.822

0.526

China Merchants Bank

8

4.065

2,155

7

13

2.408

1.657

DBS Group

8

3.245

2,823

29

3

4.873

-1.628

Shanghai Pudong Development Bank Co Ltd

9

3.997

2,119

4

17

1.751

2.246

BNP Paribas

9

3.166

2,754

12

13

2.828

0.338

China Citic Bank

10

3.951

2,094

7

30

0.732

3.219

Credit Agricole CIB

10

3.119

2,713

16

17

2.549

0.570

BNP Paribas

11

3.800

2,015

5

14

2.356

1.444

China Merchants Bank

11

3.013

2,621

24

16

2.796

0.217

Credit Suisse

12

3.414

1,810

2

27

0.826

2.588

Sumitomo Mitsui Financial

12

2.978

2,590

23

6

3.491

-0.513

Industrial Bank Co Ltd

13

3.278

1,738

2

44

0.196

3.082

Mizuho Financial

13

2.942

2,559

19

7

3.357

-0.415

UniCredit

14

2.995

1,588

1

-

-

-

China Citic Bank

14

2.771

2,410

18

31

0.841

1.930

MUFG Securities

15

2.958

1,568

6

10

4.055

-1.097

Citi

15

2.693

2,342

13

27

1.073

1.620

Deutsche Bank

16

2.810

1,490

8

5

5.413

-2.603

Shanghai Pudong Development Bank Co Ltd

16

2.613

2,273

14

25

1.190

1.423

DBS Group

17

2.713

1,438

10

6

5.399

-2.686

Natixis

17

2.508

2,181

5

22

1.320

1.188

Industrial & Comm Bank of China

18

2.564

1,359

8

4

5.435

-2.871

Rabobank

18

2.502

2,177

4

51

0.252

2.250

ANZ Banking Group

19

2.475

1,312

10

8

4.570

-2.095

ANZ Banking Group

19

2.425

2,109

23

10

3.173

-0.748

Citi

20

18

1.328

1.134

MUFG Securities

20

9

3.272

-1.177

TOTAL

2.462

1,305

6

100%

53,012

66

100%

TOTAL

Indian Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

2.095

1,822

16

100%

86,980

120

100%

Indian Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (INR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

State Bank of India

1

22.896

404,577

16

1

48.181

-25.285

Axis Bank Ltd

2

15.753

278,358

34

2

14.568

ICICI

3

7.224

127,641

23

10

Standard Chartered Bank

4

6.301

111,335

16

Yes Bank

5

4.967

87,768

Deutsche Bank

6

4.135

MUFG Securities

7

ANZ Banking Group

1st 3Q 2015

Rank

Mkt Share(%)

Volume (INR Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

State Bank of India

1

26.350

611,341

26

1

51.362

-25.012

1.185

Axis Bank Ltd

2

12.913

299,588

39

2

10.878

2.035

1.762

5.462

ICICI

3

5.982

138,782

28

6

2.369

3.613

4

4.110

2.191

DBS Group

4

5.297

122,893

18

14

0.918

4.379

15

9

2.184

2.783

Standard Chartered Bank

5

4.744

110,065

19

5

2.733

2.011

73,061

3

8

2.213

1.922

Yes Bank

6

4.145

96,166

17

8

1.782

2.363

3.532

62,405

7

11

1.418

2.114

Citi

7

3.828

88,817

10

20

0.590

3.238

8

3.456

61,062

8

23

0.337

3.119

Mizuho Financial

8

3.357

77,894

8

7

2.126

1.231

Citi

9

3.347

59,150

7

19

0.529

2.818

MUFG Securities

9

3.303

76,626

11

10

1.588

1.715

IDFC Bank Ltd

10

3.272

57,816

4

5

4.019

-0.747

Sumitomo Mitsui Financial

10

3.186

73,929

9

9

1.588

1.598

Sumitomo Mitsui Financial

11

3.209

56,701

6

12

1.319

1.890

IDFC Bank Ltd

11

2.926

67,889

7

4

3.038

-0.112

DBS Group

12

2.837

50,129

8

22

0.366

2.471

United Overseas Bank

12

2.475

57,411

6

43

0.147

2.328

Mizuho Financial

13

2.279

40,273

3

6

2.367

-0.088

ANZ Banking Group

13

1.731

40,160

10

19

0.648

1.083

IDBI Bank Ltd

14

2.150

37,989

4

3

6.863

-4.713

Bank of America Merrill Lynch

14

1.716

39,804

8

15

0.902

0.814

Bank of America Merrill Lynch

15

2.095

37,022

7

28

0.230

1.865

IDBI Bank Ltd

15

1.637

37,989

4

3

5.187

-3.550

Indusind Bank Ltd

16

1.809

31,963

8

15

1.081

0.728

Indusind Bank Ltd

16

1.549

35,934

9

13

1.149

0.400

Credit Agricole CIB

17

1.780

31,452

5

24

0.330

1.450

Credit Agricole CIB

17

1.274

29,556

7

26

0.408

0.866

Barclays

18

1.174

20,742

5

17

0.537

0.637

Industrial & Comm Bank of China

18

1.223

28,379

4

21

0.476

0.747

National Bank of Abu Dhabi

19

0.996

17,595

4

20

0.417

0.579

HDFC Bank

19

1.136

26,360

6

12

1.419

-0.283

Credit Suisse

20

14

1.146

-0.193

Deutsche Bank

20

11

1.510

-0.491

TOTAL

Bloomberg League Table Reports

0.953

16,841

1

100%

1,767,013

124

100%

Firm

TOTAL

1.019

23,649

3

100%

2,320,104

143

100%

Page 29

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Korean Borrower Loans (Bookrunner) 1st 3Q 2016

Korean Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Korea Development Bank

1

26.682

4,024

28

1

24.719

1.963

Korea Development Bank

1

24.435

2,495

22

1

24.824

-0.389

Shinhan Financial Group Co Ltd

2

14.693

2,216

20

5

6.415

8.278

Shinhan Financial Group Co Ltd

2

18.838

1,923

15

5

7.495

11.343

KB Financial Group Inc

3

12.366

1,865

23

2

12.114

0.252

KB Financial Group Inc

3

12.809

1,308

14

2

18.548

-5.739

Hana Financial Group Inc

4

4.854

732

8

7

2.918

1.936

Hana Financial Group Inc

4

6.562

670

4

12

1.842

4.720

Industrial Bank of Korea

5

4.486

677

3

3

8.958

-4.472

Industrial Bank of Korea

5

6.379

651

2

3

11.035

-4.656

Woori Bank

6

3.960

597

3

4

7.653

-3.693

Mirae Asset Securities

6

5.136

524

2

-

-

-

Mirae Asset Securities

7

3.477

524

2

-

-

-

Woori Bank

7

4.668

477

3

4

10.976

-6.308

National Agricultural Cooperative Federation

8

3.074

464

3

13

1.804

1.270

Hyundai Securities

8

2.844

290

2

11

2.101

0.743

Korea Investment & Securities Co

9

3.015

455

2

23

0.865

2.150

National Agricultural Cooperative Federation

9

2.550

260

1

16

0.706

1.844

Hyundai Securities

10

2.881

434

3

14

1.469

1.412

NH Investment & Securities Co Ltd

10

2.453

250

1

10

2.234

0.219

Samsung Securities Co Ltd

11

2.510

379

1

18

1.155

1.355

Korea Investment & Securities Co

11

2.281

233

2

-

-

-

Citi

12

1.364

206

4

11

2.506

-1.142

BNK Financial Group

12

1.479

151

1

23

0.018

1.461

Credit Agricole CIB

13

1.187

179

3

19

0.976

0.211

Hanwha Life Insurance Co Ltd

13

1.081

110

1

-

-

-

Mizuho Financial

14

1.154

174

3

9

2.771

-1.617

KB Investment & Securities Co Ltd

14

0.980

100

1

-

-

-

NH Investment & Securities Co Ltd

15

1.107

167

1

6

3.265

-2.158

Credit Agricole CIB

15

0.979

100

1

-

-

-

Hanwha Life Insurance Co Ltd

16

1.068

161

2

39

0.220

0.848

HSBC

15

0.979

100

1

17

0.503

0.476

MUFG Securities

17

1.045

158

4

30

0.520

0.525

BNP Paribas

15

0.979

100

1

-

-

-

BNK Financial Group

18

1.001

151

1

-

-

-

Mizuho Financial

15

0.979

100

1

6

4.402

-3.423

Sumitomo Mitsui Financial

19

0.996

150

4

24

0.773

0.223

Citi

19

0.774

79

1

-

-

-

HSBC

20

16

1.300

-0.438

Bank of America Merrill Lynch

19

0.774

79

1

-

-

-

100%

10,209

64

Firm

TOTAL

Firm

1st 3Q 2015

Mkt Share(%)

Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

TOTAL

0.862

130

2

100%

15,082

88

100%

Taiwanese Borrower Loans (Bookrunner) 1st 3Q 2016

Taiwanese Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

Rank

Bank of Taiwan

1

13.172

2,519

41

1

38.245

-25.073

Rank

Bank of Taiwan

1

10.076

1,952

Mega Financial Holding Co Ltd

2

10.322

1,974

28

2

7.800

2.522

45

1

34.873

-24.797

Taiwan Cooperative Financial Holding Co Ltd

2

9.827

1,904

46

2

7.432

Taiwan Cooperative Financial Holding Co Ltd

3

8.672

1,658

35

3

7.449

1.223

2.395

Fubon Financial Holding Co Ltd

4

8.634

1,651

28

5

5.023

3.611

Mega Financial Holding Co Ltd

3

8.893

1,723

42

4

6.621

2.272

CTBC Financial Holding Co Ltd

4

7.002

1,356

29

8

3.743

CTBC Financial Holding Co Ltd

5

8.180

1,564

24

7

4.699

3.259

3.481

Taishin Financial Holding Co Ltd

5

6.659

1,290

24

11

2.385

First Commercial Bank

6

7.595

1,452

23

10

4.274

2.879

4.716

Hua Nan Commercial Bank

6

6.614

1,281

34

12

2.216

Chang Hwa Commercial Bank

7

6.841

1,308

26

4.398

4

6.323

0.518

Chang Hwa Commercial Bank

7

6.558

1,270

38

5

6.510

Land Bank of Taiwan

8

6.554

1,253

0.048

27

6

4.726

1.828

Fubon Financial Holding Co Ltd

8

6.267

1,214

29

6

4.141

Hua Nan Commercial Bank

9

5.841

2.126

1,117

20

14

1.179

4.662

Land Bank of Taiwan

9

6.176

1,196

35

3

7.004

-0.828

Taishin Financial Holding Co Ltd

10

DBS Group

11

5.763

1,102

18

12

1.713

4.050

First Commercial Bank

10

5.040

976

29

10

2.624

2.416

3.588

686

5

8

3.687

-0.099

Taiwan Business Bank

11

4.455

863

24

23

0.518

Taiwan Business Bank

3.937

12

2.823

540

17

22

0.491

2.332

Cathay United Bank Co Ltd

12

3.384

656

11

18

1.001

2.383

Mizuho Financial

13

2.280

436

4

24

0.454

1.826

Bank Sinopac

13

3.196

619

14

13

1.581

1.615

Bank Sinopac

14

1.857

355

7

16

1.006

0.851

E.Sun Financial Holding Co Ltd

14

2.392

463

10

15

1.259

1.133

E.Sun Financial Holding Co Ltd

15

1.610

308

7

15

1.009

0.601

DBS Group

15

2.350

455

8

7

3.767

-1.417

Cathay United Bank Co Ltd

16

1.420

272

4

13

1.499

-0.079

Mizuho Financial

16

2.200

426

4

22

0.567

1.633

ING Groep

17

0.646

124

1

-

-

-

KGI Bank

17

1.521

295

8

42

0.063

1.458

Citi

18

0.521

100

2

19

0.685

-0.164

Shanghai Commercial & Savings Bank Ltd

18

1.194

231

6

21

0.589

0.605

Yuanta Financial Holding Co Ltd

19

0.451

86

6

21

0.516

-0.065

Yuanta Financial Holding Co Ltd

19

0.913

177

10

20

0.607

0.306

Industrial Bank of Taiwan

20

0.407

78

4

35

0.128

0.279

Shin Kong Financial Holding Co Ltd

20

0.784

152

5

40

0.094

0.690

100%

19,123

124

100%

19,370

128

Bloomberg League Table Reports

Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

100%

Firm

TOTAL

Volume (USD Mln)

1st 3Q 2015

Mkt Share(%)

TOTAL

Deal Count

1st 3Q 2016

Mkt Share(%)

Firm

Volume (USD Mln)

100%

Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%)

100%

Page 30

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Singaporean Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

Singaporean Borrower Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

DBS Group

1

15.006

1,426

11

3

11.733

3.273

Standard Chartered Bank

2

10.118

961

6

1

18.101

HSBC

3

9.311

885

3

7

Bank of China

4

9.119

866

5

BNP Paribas

5

7.472

710

5

ING Groep

6

5.189

493

ABN Amro Bank NV

7

4.641

441

ANZ Banking Group

8

3.912

372

First Gulf Bank PJSC

9

3.859

367

DNB ASA

10

2.647

Westpac Banking

11

Oversea-Chinese Banking Corp

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

DBS Group

1

14.598

2,363

23

1

13.621

0.977

-7.983

HSBC

2

7.820

1,266

11

11

2.494

5.326

4.507

4.804

Oversea-Chinese Banking Corp

3

7.763

1,257

11

2

10.825

-3.062

15

0.922

8.197

United Overseas Bank

4

7.455

1,207

11

6

6.383

1.072

19

0.882

6.590

Standard Chartered Bank

5

6.643

1,075

12

4

6.880

-0.237

4

11

2.191

2.998

Bank of China

6

5.292

857

9

7

4.241

1.051

3

31

0.325

4.316

Sumitomo Mitsui Financial

7

4.601

745

8

3

7.359

-2.758

3

6

6.374

-2.462

MUFG Securities

8

4.192

679

7

8

3.906

0.286

2

27

0.409

3.450

ANZ Banking Group

9

3.786

613

10

9

2.823

0.963

252

1

8

4.172

-1.525

BNP Paribas

10

2.743

444

6

17

1.738

1.005

2.564

244

2

15

0.922

1.642

First Gulf Bank PJSC

11

2.379

385

6

44

0.233

2.146

11

2.564

244

2

2

13.114

-10.550

ING Groep

12

2.045

331

7

12

2.437

-0.392

United Overseas Bank

13

2.521

239

3

10

2.656

-0.135

Maybank

13

1.780

288

5

5

6.425

-4.645

Credit Suisse

14

2.506

238

1

-

-

-

Credit Suisse

14

1.780

288

2

29

0.597

1.183

Rabobank

15

1.868

178

2

-

-

-

Mizuho Financial

15

1.701

275

4

14

2.014

-0.313

Deutsche Bank

16

1.574

150

2

13

1.458

0.116

DNB ASA

16

1.554

252

1

13

2.022

-0.468

Sumitomo Mitsui Financial

17

1.301

124

1

5

8.241

-6.940

China National Petroleum Corp

17

1.346

218

1

-

-

-

Commonwealth Bank Australia

17

1.301

124

1

15

0.922

0.379

ABN Amro Bank NV

18

1.324

214

4

16

1.829

-0.505

National Australia Bank Ltd

17

1.301

124

1

15

0.922

0.379

Commonwealth Bank Australia

19

1.159

188

3

23

1.101

0.058

MUFG Securities

17

1.301

124

1

9

3.697

-2.396

Taishin Financial Holding Co Ltd

20

1.028

166

3

48

0.231

0.797

100%

9,501

24

100%

16,185

40

TOTAL

100%

Firm

TOTAL

Indonesian Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

100%

Indonesian Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%)

1st 3Q 2016 Mkt Share Chg(%)

Firm

1st 3Q 2015

Rank Mkt Share(%) Volume (USD Mln) Deal Count Prev Rank Prev Mkt Share(%)

Mkt Share Chg(%)

Bank Negara Indonesia (Persero) Tbk PT

1

24.568

1,252

8

2

6.105

18.463

Sumitomo Mitsui Financial

1

9.573

1,441

8

12

2.601

6.972

DBS Group

2

7.134

363

5

15

2.167

4.967

Bank Negara Indonesia (Persero) Tbk PT

2

9.486

1,427

12

2

6.840

2.646

Standard Chartered Bank

3

7.016

357

6

1

9.767

-2.751

Bank Rakyat Indonesia PT

3

7.880

1,186

10

20

1.902

5.978

BNP Paribas

4

6.158

314

4

12

3.874

2.284

DBS Group

4

7.513

1,131

9

17

2.113

5.400

Bank Mandiri

5

5.809

296

5

4

5.424

0.385

Bank Mandiri

5

7.211

1,085

13

3

6.412

0.799

Mizuho Financial

6

5.572

284

3

3

5.781

-0.209

Mizuho Financial

6

6.508

979

6

10

3.307

3.201

Bank Rakyat Indonesia PT

7

5.335

272

3

25

1.794

3.541

Oversea-Chinese Banking Corp

7

6.127

922

6

15

2.238

3.889

HSBC

8

4.853

247

4

9

4.667

0.186

MUFG Securities

8

5.711

859

5

8

3.888

1.823

Sumitomo Mitsui Financial

9

3.435

175

2

13

3.568

-0.133

Shinsei Bank Ltd

9

4.853

730

3

32

0.712

4.141

ANZ Banking Group

10

3.251

166

2

14

3.420

-0.169

BNP Paribas

10

3.603

542

6

16

2.146

1.457

CIMB

11

2.935

150

2

24

1.860

1.075

Bank Central Asia

11

3.400

512

5

7

4.000

-0.600

Rabobank

12

2.708

138

2

-

-

-

Sumitomo Mitsui Trust Holdings Inc

12

3.312

498

2

51

0.385

2.927

Oversea-Chinese Banking Corp

13

2.682

137

2

5

5.266

-2.584

United Overseas Bank

13

2.207

332

3

31

0.904

1.303

MUFG Securities

14

2.628

134

2

11

4.293

-1.665

CIMB

14

1.730

260

5

26

1.325

0.405

Credit Suisse

15

2.453

125

1

-

-

-

Korea Development Bank

15

1.688

254

2

-

-

-

CTBC Financial Holding Co Ltd

16

2.425

124

3

8

5.028

-2.603

Bank of China

16

1.605

242

2

4

5.888

-4.283

United Overseas Bank

17

1.779

91

1

19

2.126

-0.347

Credit Agricole CIB

17

1.540

232

1

22

1.400

0.140

Commerzbank

17

1.779

91

1

19

2.126

-0.347

KfW Entwicklungsbank

17

1.540

232

1

-

-

-

Bank Central Asia

19

1.753

89

1

10

4.548

-2.795

Japan Bank for International Cooperation

17

1.540

232

1

-

-

-

Indonesia Infrastructure Finance PT

20

1.599

81

2

-

-

-

China Construction Bank

17

1.540

232

1

-

-

-

100%

5,094

24

100%

15,047

37

TOTAL

Bloomberg League Table Reports

100%

TOTAL

100%

Page 31

Bloomberg

Global Syndicated Loans | 1st 3Q 2016

Malaysian Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

Malaysian Borrower Loans (Mandated Lead Arranger)

1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Standard Chartered Bank

1

20.626

656

3

3

12.023

8.603

Oversea-Chinese Banking Corp

2

14.584

464

4

7

6.692

7.892

Sumitomo Mitsui Financial

3

12.350

393

2

-

-

Bank of China

4

10.177

324

2

-

CIMB

5

9.369

298

2

AmInvestment Bank Bhd

6

7.216

229

DBS Group

7

5.992

191

Maybank

8

5.865

Industrial & Comm Bank of China

9

ANZ Banking Group

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

DBS Group

1

17.198

1,444

5

21

0.863

16.335

Oversea-Chinese Banking Corp

2

13.489

1,132

10

2

10.397

3.092

-

MUFG Securities

3

11.526

967

3

10

4.396

7.130

-

-

Standard Chartered Bank

4

7.286

612

3

9

4.981

2.305

2

16.345

-6.976

CIMB

5

6.519

547

5

5

7.511

-0.992

2

6

7.326

-0.110

Sumitomo Mitsui Financial

6

5.452

458

3

7

5.963

-0.511

1

-

-

-

Maybank

7

4.844

407

6

4

8.740

-3.896

186

3

4

8.470

-2.605

HSBC

8

3.753

315

2

3

8.912

-5.159

3.819

121

1

-

-

-

BNP Paribas

9

3.541

297

2

23

0.357

3.184

9

3.819

121

1

-

-

-

Bank of China

10

3.329

279

2

-

-

-

BNP Paribas

9

3.819

121

1

9

5.308

-1.489

AmInvestment Bank Bhd

11

3.147

264

4

8

5.929

-2.782

Deutsche Bank

12

1.730

55

1

5

8.314

-6.584

Affin Hwang Capital

12

3.062

257

5

17

1.207

1.855

United Overseas Bank

13

0.316

10

1

8

6.012

-5.696

Mizuho Financial

13

2.978

250

1

12

2.670

0.308

Bangkok Bank PCL

13

0.316

10

1

-

-

-

United Overseas Bank

14

2.740

230

2

11

4.158

-1.418

-

-

-

-

-

-

-

-

Credit Agricole CIB

15

2.621

220

1

-

-

-

-

-

-

-

-

-

-

-

Citi

16

1.198

101

1

-

-

-

-

-

-

-

-

-

-

-

RHB

17

1.019

86

2

1

12.235

-11.216

-

-

-

-

-

-

-

-

Bank of Communications

18

0.921

77

1

-

-

-

-

-

-

-

-

-

-

-

ANZ Banking Group

18

0.921

77

1

-

-

-

-

-

-

-

-

-

-

-

Cathay United Bank Co Ltd

18

0.921

77

1

-

-

-

100%

3,179

8

100%

8,393

20

TOTAL

100%

Firm

TOTAL

Thai Borrower Loans (Bookrunner) 1st 3Q 2016 Firm

100%

Thai Borrower Loans (Mandated Lead Arranger) 1st 3Q 2015

1st 3Q 2016

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

MUFG Securities

1

33.813

700

1

-

-

-

Kasikornbank PCL

2

24.478

507

2

5

7.517

Siam Commercial Bank PCL

3

17.232

357

1

1

Bangkok Bank PCL

3

17.232

357

1

Mizuho Financial

5

7.246

150

-

-

-

-

-

-

-

-

-

-

1st 3Q 2015

Rank

Mkt Share(%)

Volume (USD Mln)

Deal Count

Prev Rank

Prev Mkt Share(%)

Mkt Share Chg(%)

Kasikornbank PCL

1

10.784

996

5

6

3.596

7.188

16.961

Mizuho Financial

2

9.195

849

5

7

1.381

7.814

30.689

-13.457

MUFG Securities

3

8.931

825

2

-

-

-

1

30.689

-13.457

Bangkok Bank PCL

4

8.529

788

3

5

9.136

-0.607

1

-

-

-

Siam Commercial Bank PCL

5

7.741

715

2

1

25.455

-17.714

-

-

-

-

Sumitomo Mitsui Financial

6

6.783

627

3

7

1.381

5.402

-

-

-

-

-

Rabobank

7

4.799

443

1

-

-

-

-

-

-

-

-

-

Bank of China

7

4.799

443

1

-

-

-

-

-

-

-

-

-

-

Industrial & Comm Bank of China

7

4.799

443

1

-

-

-

-

-

-

-

-

-

-

-

HSBC

7

4.799

443

1

-

-

-

-

-

-

-

-

-

-

-

BNP Paribas

7

4.799

443

1

-

-

-

-

-

-

-

-

-

-

-

Standard Chartered Bank

7

4.799

443

1

-

-

-

-

-

-

-

-

-

-

-

Tisco Bank PCL

13

4.668

431

2

-

-

-

-

-

-

-

-

-

-

-

TMB Bank PCL

14

4.510

417

2

-

-

-

-

-

-

-

-

-

-

-

Kiatnakin Bank PCL

15

3.879

358

1

-

-

-

-

-

-

-

-

-

-

-

Krung Thai Bank

15

3.879

358

1

2

21.454

-17.575

-

-

-

-

-

-

-

-

Oversea-Chinese Banking Corp

17

1.353

125

1

-

-

-

-

-

-

-

-

-

-

-

Bank of Ayudhya PCL

18

0.631

58

1

-

-

-

-

-

-

-

-

-

-

-

Credit Agricole CIB

19

0.325

30

1

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

100%

2,070

3

100%

9,237

9

TOTAL

Bloomberg League Table Reports

100%

Firm

TOTAL

100%

Page 32

Bloomberg Syndicated Loans - League Tables Criteria

General Guidelines For a signed, syndicated loan transaction to receive credit in Bloomberg league tables, Bloomberg must be notified of the following information:

    

Borrower (and parent/guarantor if applicable) Total deal amount Signing/execution/funding date Maturity date and tenor Borrower country of domicile/incorporation

    

Tranche amount and types Capital structure rank Syndicate list with titles and branch locations Agent(s) Market of Syndication

Credit is awarded as of the date of execution of the credit agreement, regardless of subsequent events related to the transaction, with the exception of Asia-Pacific transactions signed in senior syndication (documentation required); for which credit is awarded only on the syndication completion date. Amendments / Amended and Restated Agreements Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded for the following structural changes only:    

Maturity is extended for a period of three months or more. A limitation of one amended maturity update is allowed full credit per loan, per calendar year; Increases in Deal size, credited on an incremental basis only if the commitment amount is increased; Reduction in pricing; Full release of collateral

Eligible Roles and Credit Allocation Full credit is split equally between bank(s) sharing the highest title on a loan. Mandated lead arrangers or bookrunners under the same parent are treated as one bank. There is no limit to the number of mandated lead arranger or bookrunner titles on any syndicated loan.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on LEAG.

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

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λ= 0.1. 0.2. 0.3. 0.4. 0.5. 0.6. 0.7. 0.8. 0.9. 1.0. 1.2. 1.4. 1.6. 1.8 x= 0 0.9048 0.8187 0.7408 0.6703 0.6065 0.5488

Steam Tables
15,500 LB PER SQ IN. ABSOLUTE PRESSURE. Values Reprinted from 1967 ASME STEAM TABLES,. 9 1967 by The American Society of

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Jan 7, 2017 - week of August 2016 and represent the material that was on hand at that time and had been posted on the ..

Steam Tables
Saturated Steam Temperature Table. T , oC p, bar vf, m3/kg vg, m3/kg uf,. kJ/kg ug,. kJ/kg hf,. kJ/kg hg,. kJ/kg sf,. kJ

junior rugby league laws - Country Rugby League
in 2015/2016 leading to the formulating of the current 2017 Junior Rugby League Laws in the 6-12 Year age groups. The NR